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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARGU
201
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
$503K 0.11%
50,000
– –
CDIO icon
202
Cardio Diagnostics
CDIO
$6.39M
$502K 0.11%
1,667
– –
FIACU
203
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$502K 0.11%
50,000
– –
EUCR
204
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$501K 0.11%
50,000
– –
HMA.U
205
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$500K 0.11%
50,000
– –
ADRA.U
206
DELISTED
Adara Acquisition Corp Units
ADRA.U
$500K 0.11%
50,000
– –
AAC.U
207
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$498K 0.11%
50,000
– –
AEACU
208
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$498K 0.11%
50,000
– –
SCOAU
209
DELISTED
ScION Tech Growth I Unit
SCOAU
$498K 0.11%
50,000
– –
CRU
210
DELISTED
Crucible Acquisition Corporation
CRU
$498K 0.11%
50,000
– –
WPCA.U
211
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$497K 0.11%
50,000
– –
ANAC.U
212
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$497K 0.11%
50,000
– –
KRNL
213
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$496K 0.11%
50,000
– –
SVFB
214
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$496K 0.11%
50,000
– –
BETR icon
215
Better Home & Finance Holding
BETR
$280M
$495K 0.11%
1,000
– –
NMR icon
216
Nomura Holdings
NMR
$29B
$495K 0.11%
150,000
+50,000
+50% +$182K
BNAI
217
Brand Engagement Network
BNAI
$99.4M
$495K 0.11%
5,000
– –
APGB.U
218
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$495K 0.11%
50,000
– –
MONCU
219
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$494K 0.11%
50,000
– –
HCIC
220
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$494K 0.11%
50,000
– –
KAHC.U
221
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$493K 0.11%
50,000
– –
CLIM
222
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$493K 0.11%
50,000
– –
TSIBU
223
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$493K 0.11%
50,000
– –
ANZUU
224
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$492K 0.11%
50,000
– –
SDACU
225
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$492K 0.11%
50,000
– –
7 8
9
10 11

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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.