CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$463M
AUM Growth
+$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$38.4M
2
+$5.18M
3
+$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.51M

Top Sells

1
+$8.53M
2
+$3.99M
3
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$496K 0.11%
+50,000
202
$496K 0.11%
50,000
-200,000
203
$496K 0.11%
50,000
204
$495K 0.11%
+1,000
205
$495K 0.11%
50,000
-150,000
206
$495K 0.11%
50,000
207
$495K 0.11%
50,000
-150,000
208
$494K 0.11%
+50,000
209
$493K 0.11%
50,000
210
$488K 0.11%
50,000
211
$487K 0.11%
+50,000
212
$487K 0.11%
50,000
213
$485K 0.1%
50,000
214
$450K 0.1%
45,000
215
$421K 0.09%
+40,000
216
$416K 0.09%
40,000
217
$411K 0.09%
40,000
-5,000
218
$408K 0.09%
40,000
-5,950
219
$405K 0.09%
40,000
220
$397K 0.09%
40,000
221
$397K 0.09%
40,000
222
$394K 0.08%
40,000
223
$342K 0.07%
35,000
224
$300K 0.06%
30,000
225
$251K 0.05%
25,000
7 8
9
10 11