CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IPVF
201
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$496K 0.11%
+50,000
New +$496K
GRNA
202
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$496K 0.11%
50,000
-200,000
-80% -$1.98M
SCOAU
203
DELISTED
ScION Tech Growth I Unit
SCOAU
$496K 0.11%
50,000
– –
BETR icon
204
Better Home & Finance Holding
BETR
$367M
$495K 0.11%
+1,000
New +$495K
HGAS
205
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$495K 0.11%
50,000
-150,000
-75% -$1.49M
STRE.U
206
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$495K 0.11%
50,000
– –
SVFB
207
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$495K 0.11%
50,000
-150,000
-75% -$1.49M
PPGH
208
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$494K 0.11%
+50,000
New +$494K
TSIBU
209
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$493K 0.11%
50,000
– –
CLIM
210
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$488K 0.11%
50,000
– –
HCIC
211
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$487K 0.11%
+50,000
New +$487K
CRU
212
DELISTED
Crucible Acquisition Corporation
CRU
$487K 0.11%
50,000
– –
PANA
213
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$485K 0.1%
50,000
– –
PIAI.U
214
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$450K 0.1%
45,000
– –
BMAQU
215
DELISTED
Blockchain Moon Acquisition Corp. Units
BMAQU
$421K 0.09%
+40,000
New +$421K
GOAC.U
216
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$416K 0.09%
40,000
– –
FOXWU
217
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$411K 0.09%
40,000
-5,000
-11% -$51.4K
BREZ
218
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$408K 0.09%
40,000
-5,950
-13% -$60.7K
GACQU
219
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$405K 0.09%
40,000
– –
CFIVU
220
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$397K 0.09%
40,000
– –
FLACU
221
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$397K 0.09%
40,000
– –
DHHCU
222
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$394K 0.08%
40,000
– –
WPCB
223
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$342K 0.07%
35,000
– –
HIGA.U
224
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$300K 0.06%
30,000
– –
HERAU
225
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$251K 0.05%
25,000
– –
7 8
9
10 11