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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWLVU
201
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$497K 0.11%
50,000
– –
IPVF
202
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$496K 0.11%
+50,000
New +$496K
GRNA
203
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$496K 0.11%
50,000
-200,000
-80% -$1.99M
SCOAU
204
DELISTED
ScION Tech Growth I Unit
SCOAU
$496K 0.11%
50,000
– –
BETR icon
205
Better Home & Finance Holding
BETR
$280M
$495K 0.11%
+1,000
New +$497K
HGAS
206
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$495K 0.11%
50,000
-150,000
-75% -$1.48M
STRE.U
207
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$495K 0.11%
50,000
– –
SVFB
208
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$495K 0.11%
50,000
-150,000
-75% -$1.49M
PPGH
209
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$494K 0.11%
+50,000
New +$496K
TSIBU
210
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$493K 0.11%
50,000
– –
CLIM
211
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$488K 0.11%
50,000
– –
HCIC
212
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$487K 0.11%
+50,000
New +$494K
CRU
213
DELISTED
Crucible Acquisition Corporation
CRU
$487K 0.11%
50,000
– –
PANA
214
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$485K 0.1%
50,000
– –
PIAI.U
215
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$450K 0.1%
45,000
– –
BMAQU
216
DELISTED
Blockchain Moon Acquisition Corp. Units
BMAQU
$421K 0.09%
+40,000
New +$420K
GOAC.U
217
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$416K 0.09%
40,000
– –
FOXWU
218
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$411K 0.09%
40,000
-5,000
-11% -$51.7K
BREZ
219
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$408K 0.09%
40,000
-5,950
-13% -$60.5K
GACQU
220
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$405K 0.09%
40,000
– –
CFIVU
221
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$397K 0.09%
40,000
– –
FLACU
222
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$397K 0.09%
40,000
– –
DHHCU
223
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$394K 0.08%
40,000
– –
WPCB
224
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$342K 0.07%
35,000
– –
HIGA.U
225
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$300K 0.06%
30,000
– –
7 8
9
10 11

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AMG
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XS
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AH
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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.