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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$109M
Cap. Flow
-$144M
Cap. Flow %
-37.62%
Top 10 Hldgs %
42.27%
Holding
251
New
55
Increased
9
Reduced
7
Closed
136

Top Buys

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$15M
2
BNAI
Brand Engagement Network
BNAI
+$12M
3
BZAI
Blaize Holdings
BZAI
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

Rank Sector Weight
1 Financials 66.95%
2 Industrials 8.51%
3 Consumer Discretionary 4.79%
4 Technology 3.75%
5 Healthcare 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DALS
176
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
– –
-800,000
Closed -$8M
ENTFU
177
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
– –
-100,000
Closed -$1.03M
SDAC
178
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
– –
-350,000
Closed -$3.52M
ATTO
179
DELISTED
Atento S.A.
ATTO
– –
-14,977
Closed -$63.4K
CLBR.U
180
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-250,000
Closed -$2.5M
FMIV
181
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-200,000
Closed -$2.01M
EOCW
182
DELISTED
Elliott Opportunity II Corp.
EOCW
– –
-200,000
Closed -$2.02M
LITT
183
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-1,070,000
Closed -$10.6M
MEKA
184
DELISTED
MELI Kaszek Pioneer Corp Class A Ordinary Shares
MEKA
– –
-250,000
Closed -$2.5M
ZT
185
DELISTED
Zimmer Energy Transition Acquisition Corp. Class A Common Stock
ZT
– –
-200,000
Closed -$1.99M
PNTM.U
186
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
– –
-100,000
Closed -$1.01M
BSMX
187
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-58,608
Closed -$353K
ADALU
188
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
– –
-40,000
Closed -$408K
GEEX
189
DELISTED
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
– –
-100,000
Closed -$1.03M
AUY
190
DELISTED
Yamana Gold, Inc.
AUY
– –
-35,000
Closed -$194K
DHHCU
191
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-40,000
Closed -$402K
TETC
192
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
– –
-200,000
Closed -$2.01M
CRZN
193
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
– –
-140,000
Closed -$1.41M
STRE.U
194
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
– –
-300,000
Closed -$3.02M
LDHA
195
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
– –
-100,000
Closed -$1.01M
DGNU
196
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-150,000
Closed -$1.48M
VPCB
197
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
– –
-100,000
Closed -$1.01M
BGSX
198
DELISTED
Build Acquisition Corp.
BGSX
– –
-100,000
Closed -$1M
SMIHU
199
DELISTED
Summit Healthcare Acquisition Corp. Units
SMIHU
– –
-200,000
Closed -$2.02M
FTPA
200
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
– –
-100,000
Closed -$1M
6 7
8
9 10

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XS
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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen Investment Management held 251 positions worth $383M, down 22% from $492M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen Investment Management withdrew a net $144M in Q1 2023, closing 136 positions and reducing 7 holdings. Its most notable exit was Mitsubishi UFJ Financial, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 50% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Cowen Investment Management opened a new position in Churchill Capital Corp VII Class A Common Stock worth $26.2M.

  • Cowen Investment Management's largest Q1 2023 buy was Churchill Capital Corp VII Class A Common Stock: 2,585,000 shares worth $26.2M.
  • Cowen Investment Management added most to Black Mountain Acquisition Corp. in Q1 2023, an estimated $5.15M increase.
  • Cowen Investment Management's biggest Q1 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $8.46M.
  • Cowen Investment Management fully exited Mitsubishi UFJ Financial in Q1 2023, selling an estimated $15M.
  • Cowen Investment Management's ten largest holdings make up 42% of its $383M portfolio in Q1 2023.
  • Cowen Investment Management opened 55 new positions and closed 136 in Q1 2023.
  • Cowen Investment Management's portfolio value fell 22% quarter-over-quarter to $383M.

Based on Cowen Investment Management's 13F filing for Q1 2023, filed 11 May 2023.