CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+0.05%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$382M
AUM Growth
-$107M
Cap. Flow
-$90.6M
Cap. Flow %
-23.71%
Top 10 Hldgs %
42.38%
Holding
251
New
55
Increased
8
Reduced
6
Closed
135

Top Buys

1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M
4
MTVC
Motive Capital Corp II
MTVC
$10.7M
5
NSTD
Northern Star Investment Corp. IV
NSTD
$9.69M

Top Sells

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$12M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCCTU
176
DELISTED
Perception Capital Corp. II Units
PCCTU
– –
-50,000
Closed -$511K
FSNB
177
DELISTED
Fusion Acquisition Corp. II
FSNB
– –
-300,000
Closed -$3.01M
CCV
178
DELISTED
Churchill Capital Corp V
CCV
– –
-647,000
Closed -$6.43M
ANZUU
179
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
– –
-50,000
Closed -$501K
RBT
180
DELISTED
Rubicon Technologies, Inc.
RBT
– –
-55,066
Closed -$784K
NSTC
181
DELISTED
Northern Star Investment Corp. III
NSTC
– –
-449,900
Closed -$4.52M
AGAC
182
DELISTED
African Gold Acquisition Corporation
AGAC
– –
-550,000
Closed -$5.53M
DALS
183
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
– –
-800,000
Closed -$8M
ENTFU
184
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
– –
-100,000
Closed -$1.03M
SDAC
185
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
– –
-350,000
Closed -$3.52M
ATTO
186
DELISTED
Atento S.A.
ATTO
– –
-14,977
Closed -$63.4K
CLBR.U
187
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-250,000
Closed -$2.5M
FMIV
188
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-200,000
Closed -$2.01M
EOCW
189
DELISTED
Elliott Opportunity II Corp.
EOCW
– –
-200,000
Closed -$2.02M
LITT
190
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-1,070,000
Closed -$10.6M
MEKA
191
DELISTED
MELI Kaszek Pioneer Corp Class A Ordinary Shares
MEKA
– –
-250,000
Closed -$2.5M
ZT
192
DELISTED
Zimmer Energy Transition Acquisition Corp. Class A Common Stock
ZT
– –
-200,000
Closed -$1.99M
PNTM.U
193
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
– –
-100,000
Closed -$1.01M
BSMX
194
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-58,608
Closed -$353K
ADALU
195
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
– –
-40,000
Closed -$408K
GEEX
196
DELISTED
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
– –
-100,000
Closed -$1.03M
AUY
197
DELISTED
Yamana Gold, Inc.
AUY
– –
-35,000
Closed -$194K
DHHCU
198
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-40,000
Closed -$402K
TETC
199
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
– –
-200,000
Closed -$2.01M
CRZN
200
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
– –
-140,000
Closed -$1.41M
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