CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LMACA
176
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$617K 0.13%
+60,038
New +$617K
JYAC
177
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$586K 0.13%
60,000
– –
SPNT icon
178
SiriusPoint
SPNT
$2.2B
$550K 0.12%
67,613
– –
OTRAU
179
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$520K 0.11%
50,000
-25,000
-33% -$260K
CNDB.U
180
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$510K 0.11%
+50,000
New +$510K
PCCTU
181
DELISTED
Perception Capital Corp. II Units
PCCTU
$508K 0.11%
+50,000
New +$508K
FST
182
DELISTED
FAST Acquisition Corp.
FST
$508K 0.11%
+50,000
New +$508K
ADALU
183
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$507K 0.11%
+50,000
New +$507K
WARR.U
184
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$505K 0.11%
50,000
– –
AGAC.U
185
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$504K 0.11%
50,000
– –
FIACU
186
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$503K 0.11%
+50,000
New +$503K
ADRA.U
187
DELISTED
Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
ADRA.U
$502K 0.11%
50,000
– –
SCMAU
188
DELISTED
Seaport Calibre Materials Acquisition Corp. Unit
SCMAU
$502K 0.11%
+50,000
New +$502K
AEACU
189
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$502K 0.11%
50,000
– –
MONCU
190
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$502K 0.11%
50,000
– –
BTAQ
191
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$501K 0.11%
50,000
– –
COEP icon
192
Coeptis Therapeutics
COEP
$57.3M
$500K 0.11%
2,500
– –
WPCA.U
193
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$500K 0.11%
50,000
– –
ANAC.U
194
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$500K 0.11%
50,000
– –
SCVX
195
DELISTED
SCVX Corp.
SCVX
$500K 0.11%
50,000
-125,000
-71% -$1.25M
OPAL icon
196
OPAL Fuels
OPAL
$64.4M
$499K 0.11%
+50,000
New +$499K
APGB.U
197
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$498K 0.11%
50,000
– –
ANZUU
198
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$498K 0.11%
50,000
– –
WPCB.U
199
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$498K 0.11%
50,000
– –
TWLVU
200
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$497K 0.11%
50,000
– –
6 7
8
9 10