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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMACA
176
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$617K 0.13%
+60,038
New +$616K
JYAC
177
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$586K 0.13%
60,000
– –
SPNT icon
178
SiriusPoint
SPNT
$2.66B
$550K 0.12%
67,613
– –
VEDL
179
PUT
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$529K 0.11%
91,200
-31,900
-26% -$536K
OTRAU
180
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$520K 0.11%
50,000
-25,000
-33% -$259K
CNDB.U
181
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$510K 0.11%
+50,000
New +$508K
PCCTU
182
DELISTED
Perception Capital Corp. II Units
PCCTU
$508K 0.11%
+50,000
New +$505K
FST
183
DELISTED
FAST Acquisition Corp.
FST
$508K 0.11%
+50,000
New +$581K
ADALU
184
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$507K 0.11%
+50,000
New +$504K
WARR.U
185
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$505K 0.11%
50,000
– –
AGAC.U
186
DELISTED
African Gold Acquisition Corp Units
AGAC.U
$504K 0.11%
50,000
– –
FIACU
187
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$503K 0.11%
+50,000
New +$504K
ADRA.U
188
DELISTED
Adara Acquisition Corp Units
ADRA.U
$502K 0.11%
50,000
– –
SCMAU
189
DELISTED
Seaport Calibre Materials Acquisition Corp. Unit
SCMAU
$502K 0.11%
+50,000
New +$503K
AEACU
190
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$502K 0.11%
50,000
– –
MONCU
191
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$502K 0.11%
50,000
– –
BTAQ
192
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$501K 0.11%
50,000
– –
ZSQR
193
Z Squared Inc
ZSQR
$205M
$500K 0.11%
2,500
– –
WPCA.U
194
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$500K 0.11%
50,000
– –
ANAC.U
195
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$500K 0.11%
50,000
– –
SCVX
196
DELISTED
SCVX Corp.
SCVX
$500K 0.11%
50,000
-125,000
-71% -$1.25M
OPAL icon
197
OPAL Fuels
OPAL
$67.1M
$499K 0.11%
+50,000
New +$493K
APGB.U
198
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$498K 0.11%
50,000
– –
ANZUU
199
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$498K 0.11%
50,000
– –
WPCB.U
200
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$498K 0.11%
50,000
– –
6 7
8
9 10

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.