CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$463M
AUM Growth
+$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$38.4M
2
+$5.18M
3
+$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.51M

Top Sells

1
+$8.53M
2
+$3.99M
3
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$617K 0.13%
+60,038
177
$586K 0.13%
60,000
178
$550K 0.12%
67,613
179
$520K 0.11%
50,000
-25,000
180
$510K 0.11%
+50,000
181
$508K 0.11%
+50,000
182
$508K 0.11%
+50,000
183
$507K 0.11%
+50,000
184
$505K 0.11%
50,000
185
$504K 0.11%
50,000
186
$503K 0.11%
+50,000
187
$502K 0.11%
50,000
188
$502K 0.11%
+50,000
189
$502K 0.11%
50,000
190
$502K 0.11%
50,000
191
$501K 0.11%
50,000
192
$500K 0.11%
2,500
193
$500K 0.11%
50,000
194
$500K 0.11%
50,000
195
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50,000
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196
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+50,000
197
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50,000
198
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50,000
199
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50,000
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$497K 0.11%
50,000
6 7
8
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