We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-40.67%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$60.7M
AUM Growth
-$325M
Cap. Flow
+$21.6M
Cap. Flow %
35.61%
Top 10 Hldgs %
99.63%
Holding
255
New
50
Increased
5
Reduced
9
Closed
32

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$70.4M
2
AACIU
Armada Acquisition Corp. I Unit
AACIU
+$12.2M
3
YSAC
Yellowstone Acquisition Company
YSAC
+$9.96M
4
AUR icon
Aurora
AUR
+$9.89M
5
DGNS
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
+$4.12M

Top Sells

Rank Stock Value
1
PTRAW
Proterra Inc. Warrant
PTRAW
+$65.5M
2
AZN icon
AstraZeneca
AZN
+$44.9M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.67M
4
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
+$3.67M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 99.43%
2 Financials 0.22%
3 Communication Services 0.02%
4 Industrials 0.02%
5 Healthcare 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWLVU
176
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$495 ﹤0.01%
50,000
– –
STRE.U
177
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$494 ﹤0.01%
50,000
– –
ANAC.U
178
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$493 ﹤0.01%
50,000
– –
DSAC
179
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$490 ﹤0.01%
50,000
– –
EUCR
180
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$489 ﹤0.01%
50,000
– –
PANA
181
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$489 ﹤0.01%
50,000
– –
CLIM
182
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$489 ﹤0.01%
50,000
– –
CRU
183
DELISTED
Crucible Acquisition Corporation
CRU
$489 ﹤0.01%
50,000
– –
GRDI
184
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$487 ﹤0.01%
50,000
– –
BREZ
185
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$464 ﹤0.01%
+45,950
New +$462K
FOXWU
186
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$463 ﹤0.01%
45,000
– –
PIAI.U
187
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$448 ﹤0.01%
45,000
– –
GACQU
188
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$402 ﹤0.01%
40,000
– –
GOAC.U
189
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$402 ﹤0.01%
40,000
– –
FLACU
190
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$401 ﹤0.01%
40,000
– –
CFIVU
191
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$396 ﹤0.01%
40,000
– –
DHHCU
192
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$396 ﹤0.01%
40,000
– –
SPY icon
193
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$391 ﹤0.01%
32,000
-38,000
-54% -$16.8M
AFTR.U
194
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
$376 ﹤0.01%
+37,765
New +$375K
VEDL
195
PUT
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$368 ﹤0.01%
+123,100
New +$1.93M
KINZU
196
DELISTED
KINS Technology Group Inc. Unit
KINZU
$355 ﹤0.01%
35,000
– –
WPCB
197
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$342 ﹤0.01%
35,000
– –
KCAC
198
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
$331 ﹤0.01%
+40,000
New +$396K
SNRHU
199
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$302 ﹤0.01%
30,000
– –
HIGA.U
200
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$301 ﹤0.01%
30,000
– –
6 7
8
9 10

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen Investment Management held 255 positions worth $60.7M, down 84% from $385M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Cowen Investment Management deployed $21.6M of net new capital in Q3 2021, opening 50 new positions and adding to 5 existing holdings. Its largest new stake was Proterra Inc. Common Stock: 6,228,685 shares worth $60.3M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 99% of assets, up from 0.62% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Shapeways Holdings, Inc. Common Stock, an estimated $2.4M trimmed.

  • Cowen Investment Management's largest Q3 2021 buy was Proterra Inc. Common Stock: 6,228,685 shares worth $60.3M.
  • Cowen Investment Management added most to Symbotic in Q3 2021, an estimated $3.44M increase.
  • Cowen Investment Management's biggest Q3 2021 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $2.4M.
  • Cowen Investment Management fully exited Proterra Inc. Warrant in Q3 2021, selling an estimated $65.5M.
  • Cowen Investment Management's ten largest holdings make up 100% of its $60.7M portfolio in Q3 2021.
  • Cowen Investment Management opened 50 new positions and closed 32 in Q3 2021.
  • Cowen Investment Management's portfolio value fell 84% quarter-over-quarter to $60.7M.

Based on Cowen Investment Management's 13F filing for Q3 2021, filed 15 Nov 2021.