CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
+$216M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
THBR
176
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– – -300,000 Closed -$3.06M
DFHTU
177
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
– – -50,000 Closed -$532K
JIH
178
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– – -200,000 Closed -$2.09M
JWS.U
179
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
– – -200,000 Closed -$2.21M
GIK.U
180
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– – -100,000 Closed -$1.04M
NGA.U
181
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
– – -100,000 Closed -$999K
VSPRU
182
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
– – -100,000 Closed -$1.03M
STPK.U
183
DELISTED
Star Peak Energy Transition Corp. Units, each consisting of one share of Class A common stock, and o
STPK.U
– – -100,000 Closed -$1.03M
DMYD.U
184
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
– – -350,000 Closed -$3.58M
NPAUU
185
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– – -100,000 Closed -$1.05M
BFT.U
186
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– – -100,000 Closed -$1.02M
CFIIU
187
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
– – -250,000 Closed -$2.51M
LGVW.U
188
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
– – -200,000 Closed -$2.03M
PCPL.U
189
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– – -75,000 Closed -$813K
LOAK.U
190
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– – -200,000 Closed -$2.11M
PTACW
191
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– – -100,000 Closed -$164K
LGC.WS
192
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– – -122,825 Closed -$66K
SPAQ.U
193
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– – -10,000 Closed -$162K
EBIX
194
DELISTED
Ebix Inc
EBIX
– – 0 – –
NTP
195
DELISTED
Nam Tai Property Inc.
NTP
– – -30,916 Closed -$289K
UN
196
DELISTED
Unilever NV New York Registry Shares
UN
– – -92,328 Closed -$5.58M
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