CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+0.05%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$382M
AUM Growth
-$107M
Cap. Flow
-$90.6M
Cap. Flow %
-23.71%
Top 10 Hldgs %
42.38%
Holding
251
New
55
Increased
8
Reduced
6
Closed
135

Top Buys

1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M
4
MTVC
Motive Capital Corp II
MTVC
$10.7M
5
NSTD
Northern Star Investment Corp. IV
NSTD
$9.69M

Top Sells

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$12M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADRT
151
DELISTED
Ault Disruptive Technologies Corporation
ADRT
– –
-50,000
Closed -$513K
CNDA
152
DELISTED
Concord Acquisition Corp II
CNDA
– –
-700,000
Closed -$6.96M
ZURAW
153
DELISTED
Zura Bio Limited Warrants
ZURAW
– –
-50,000
Closed -$7.5K
SLAMU
154
DELISTED
Slam Corp. Unit
SLAMU
– –
-300,000
Closed -$3.03M
FEXDU
155
DELISTED
Fintech Ecosystem Development Corp. Units
FEXDU
– –
-100,000
Closed -$1.04M
BLUA.U
156
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
– –
-100,000
Closed -$1.01M
GPACU
157
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-100,000
Closed -$1.01M
RWODU
158
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
– –
-100,000
Closed -$1.01M
SWSSU
159
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
– –
-200,000
Closed -$1.02M
TWLV
160
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
– –
-600,000
Closed -$6.03M
AVHI
161
DELISTED
Achari Ventures Holdings Corp. I Common Stock
AVHI
– –
-150,000
Closed -$1.53M
APACU
162
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
– –
-100,000
Closed -$1M
MVLA
163
DELISTED
Movella Holdings Inc. Common Stock
MVLA
– –
-50,000
Closed -$504K
ROSS
164
DELISTED
Ross Acquisition Corp II
ROSS
– –
-200,000
Closed -$2.02M
VAQC
165
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
– –
-116,000
Closed -$1.17M
SMAPU
166
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
– –
-100,000
Closed -$1.02M
MBAC
167
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
– –
-500,000
Closed -$5.01M
LIVBU
168
DELISTED
LIV Capital Acquisition Corp. II Unit
LIVBU
– –
-100,000
Closed -$1.03M
SUAC.U
169
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
– –
-250,000
Closed -$2.53M
APGB.U
170
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-50,000
Closed -$502K
LHC
171
DELISTED
Leo Holdings Corp. II
LHC
– –
-1,025,000
Closed -$10.3M
PRPC.U
172
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-372,041
Closed -$3.76M
WWACU
173
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
– –
-100,000
Closed -$995K
AAC.U
174
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-50,000
Closed -$509K
TRCA.U
175
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
– –
-350,000
Closed -$3.52M
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