CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$107M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
251
New
Increased
Reduced
Closed

Top Buys

1
+$26M
2
+$13.4M
3
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

1
+$15M
2
+$12M
3
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
– –
0
152
– –
-100,000
153
– –
-119,000
154
– –
-100,000
155
– –
-1,119,000
156
– –
-479,715
157
– –
-200,000
158
– –
-200,000
159
– –
-150,000
160
– –
-100,000
161
– –
-150,000
162
– –
-700,000
163
– –
-50,000
164
– –
-700,000
165
– –
-50,000
166
– –
-300,000
167
– –
-100,000
168
– –
-100,000
169
– –
-100,000
170
– –
-100,000
171
– –
-600,000
172
– –
-150,000
173
– –
-100,000
174
– –
-50,000
175
– –
-200,000
5 6
7
8 9