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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC
151
DELISTED
Ares Acquisition Corporation
AAC
$974K 0.21%
+100,000
New +$979K
VTIQ
152
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$974K 0.21%
100,000
– –
LGAC
153
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$973K 0.21%
100,000
– –
FSNB
154
DELISTED
Fusion Acquisition Corp. II
FSNB
$970K 0.21%
+100,000
New +$974K
TRCA
155
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$969K 0.21%
100,000
– –
LMAOU
156
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$932K 0.2%
90,000
-10,000
-10% -$104K
GSQD.U
157
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$856K 0.18%
85,000
– –
CTAQU
158
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$850K 0.18%
85,000
– –
MACUU
159
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$762K 0.16%
75,000
– –
QNGY
160
DELISTED
Quanergy Systems, Inc.
QNGY
$751K 0.16%
3,750
-15,000
-80% -$3M
KAIRU
161
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$750K 0.16%
75,000
– –
EPHYU
162
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$748K 0.16%
75,000
– –
MCAE
163
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$746K 0.16%
75,000
– –
HCARU
164
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$746K 0.16%
75,000
– –
GSEVU
165
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$746K 0.16%
75,000
– –
NDACU
166
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$744K 0.16%
75,000
– –
PMGMU
167
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$743K 0.16%
75,000
– –
KLAQU
168
DELISTED
KL Acquisition Corp Unit
KLAQU
$743K 0.16%
75,000
– –
GBTG icon
169
American Express Global Business Travel
GBTG
$4.93B
$740K 0.16%
75,000
– –
LGV
170
DELISTED
Longview Acquisition Corp. II
LGV
$738K 0.16%
+75,000
New +$742K
PMVC
171
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$737K 0.16%
75,000
– –
HIIIU
172
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$735K 0.16%
75,000
– –
OMEG
173
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$733K 0.16%
75,000
– –
SOC icon
174
Sable Offshore Corp
SOC
$838M
$729K 0.16%
+75,000
New +$731K
FVAM
175
DELISTED
5:01 Acquisition Corp
FVAM
$690K 0.15%
70,000
– –
5 6
7
8 9

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
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AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.