CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AAC
151
DELISTED
Ares Acquisition Corporation
AAC
$974K 0.21%
+100,000
New +$974K
VTIQ
152
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$974K 0.21%
100,000
– –
LGAC
153
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$973K 0.21%
100,000
– –
FSNB
154
DELISTED
Fusion Acquisition Corp. II
FSNB
$970K 0.21%
+100,000
New +$970K
TRCA
155
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$969K 0.21%
100,000
– –
LMAOU
156
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$932K 0.2%
90,000
-10,000
-10% -$104K
GSQD.U
157
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$856K 0.18%
85,000
– –
CTAQU
158
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$850K 0.18%
85,000
– –
MACUU
159
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$762K 0.16%
75,000
– –
QNGY
160
DELISTED
Quanergy Systems, Inc.
QNGY
$751K 0.16%
3,750
-15,000
-80% -$3M
KAIRU
161
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$750K 0.16%
75,000
– –
EPHYU
162
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$748K 0.16%
75,000
– –
MCAE
163
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$746K 0.16%
75,000
– –
HCARU
164
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$746K 0.16%
75,000
– –
GSEVU
165
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$746K 0.16%
75,000
– –
NDACU
166
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$744K 0.16%
75,000
– –
PMGMU
167
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$743K 0.16%
75,000
– –
KLAQU
168
DELISTED
KL Acquisition Corp Unit
KLAQU
$743K 0.16%
75,000
– –
GBTG icon
169
American Express Global Business Travel
GBTG
$4.31B
$740K 0.16%
75,000
– –
LGV
170
DELISTED
Longview Acquisition Corp. II
LGV
$738K 0.16%
+75,000
New +$738K
PMVC
171
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$737K 0.16%
75,000
– –
HIIIU
172
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$735K 0.16%
75,000
– –
OMEG
173
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$733K 0.16%
75,000
– –
SOC icon
174
Sable Offshore Corp
SOC
$2.29B
$729K 0.16%
+75,000
New +$729K
FVAM
175
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$690K 0.15%
70,000
– –
5 6
7
8 9