CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$463M
AUM Growth
+$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$38.4M
2
+$5.18M
3
+$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.51M

Top Sells

1
+$8.53M
2
+$3.99M
3
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$974K 0.21%
+100,000
152
$974K 0.21%
100,000
153
$973K 0.21%
100,000
154
$970K 0.21%
+100,000
155
$969K 0.21%
100,000
156
$932K 0.2%
90,000
-10,000
157
$856K 0.18%
85,000
158
$850K 0.18%
85,000
159
$762K 0.16%
75,000
160
$751K 0.16%
3,750
-15,000
161
$750K 0.16%
75,000
162
$748K 0.16%
75,000
163
$746K 0.16%
75,000
164
$746K 0.16%
75,000
165
$746K 0.16%
75,000
166
$744K 0.16%
75,000
167
$743K 0.16%
75,000
168
$743K 0.16%
75,000
169
$740K 0.16%
75,000
170
$738K 0.16%
+75,000
171
$737K 0.16%
75,000
172
$735K 0.16%
75,000
173
$733K 0.16%
75,000
174
$729K 0.16%
+75,000
175
$690K 0.15%
70,000
5 6
7
8 9