CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
-$20.2M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEVA
151
Aeva Technologies
AEVA
$746M
– –
-20,000
Closed -$1M
AMCX icon
152
AMC Networks
AMCX
$319M
– –
-277,000
Closed -$6.85M
ASLE icon
153
AerSale
ASLE
$405M
– –
-600,000
Closed -$6.14M
ATUS icon
154
Altice USA
ATUS
$1.09B
– –
0
– –
CEF icon
155
Sprott Physical Gold and Silver Trust
CEF
$6.44B
– –
-384,900
Closed -$7.06M
CLNN icon
156
Clene
CLNN
$59.4M
– –
-6,940
Closed -$1.51M
LCID icon
157
Lucid Motors
LCID
$4.97B
– –
-17,500
Closed -$1.71M
LTRYW icon
158
Lottery.com, Inc. Warrants
LTRYW
$305K
– –
-154,300
Closed -$57K
MAPSW icon
159
WM Technology, Inc. Warrants
MAPSW
$2.86M
– –
-100,000
Closed -$61K
MAPS icon
160
WM Technology
MAPS
$121M
– –
-500,000
Closed -$5.07M
MNTS icon
161
Momentus
MNTS
$14.2M
– –
-143
Closed -$1.01M
MVST icon
162
Microvast
MVST
$819M
– –
-750,000
Closed -$7.64M
ORGN icon
163
Origin Materials
ORGN
$78.7M
– –
-140,000
Closed -$1.39M
SPY icon
164
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
LOTZ
165
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-480,000
Closed -$4.91M
UPH
166
DELISTED
UpHealth, Inc.
UPH
– –
-25,000
Closed -$2.54M
EQOS
167
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
– –
-425,000
Closed -$4.38M
THCA
168
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-50,000
Closed -$499K
PSTH
169
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-50,000
Closed -$1.14M
BTRSW
170
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-150,000
Closed -$210K
RTP.U
171
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
– –
-50,000
Closed -$574K
DGNR.U
172
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
– –
-50,000
Closed -$613K
WPF.U
173
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
– –
-100,000
Closed -$1.13M
HECCU
174
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-300,000
Closed -$3.14M
THBR
175
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-300,000
Closed -$3.06M
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