CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+0.05%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$382M
AUM Growth
-$107M
Cap. Flow
-$90.6M
Cap. Flow %
-23.71%
Top 10 Hldgs %
42.38%
Holding
251
New
55
Increased
8
Reduced
6
Closed
135

Top Buys

1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M
4
MTVC
Motive Capital Corp II
MTVC
$10.7M
5
NSTD
Northern Star Investment Corp. IV
NSTD
$9.69M

Top Sells

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$12M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COCH icon
126
Envoy Medical
COCH
$29.3M
– –
-350,000
Closed -$3.51M
HTZWW
127
Hertz Global Holdings Warrants
HTZWW
$255M
– –
-1,521,877
Closed -$11.3M
IMO icon
128
Imperial Oil
IMO
$44.9B
– –
-23,776
Closed -$1.16M
LDTC
129
DELISTED
LeddarTech
LDTC
– –
-430,000
Closed -$2.14M
MFG icon
130
Mizuho Financial
MFG
$80.8B
– –
-1,000,000
Closed -$2.84M
MUFG icon
131
Mitsubishi UFJ Financial
MUFG
$174B
– –
-2,246,500
Closed -$15M
NRGV icon
132
Energy Vault
NRGV
$335M
– –
-66,911
Closed -$209K
SNDL icon
133
Sundial Growers
SNDL
$628M
– –
-10,310
Closed -$21.5K
SPNT icon
134
SiriusPoint
SPNT
$2.19B
– –
-67,613
Closed -$399K
SPWR icon
135
Complete Solaria, Inc. Common Stock
SPWR
$126M
– –
-200,000
Closed -$2.02M
SPY icon
136
SPDR S&P 500 ETF Trust
SPY
$659B
– –
0
– –
XBI icon
137
SPDR S&P Biotech ETF
XBI
$5.24B
– –
0
– –
ZURA icon
138
Zura Bio
ZURA
$129M
– –
-100,000
Closed -$1.02M
BNAI
139
Brand Engagement Network
BNAI
$13.1M
– –
-1,190,000
Closed -$12M
BSLK
140
Bolt Projects Holdings, Inc. Common Stock
BSLK
$12.1M
– –
-5,000
Closed -$1M
CURR
141
Currenc Group Inc. Ordinary Shares
CURR
$126M
– –
-50,000
Closed -$518K
VEEA
142
Veea Inc. Common Stock
VEEA
$27.4M
– –
-100,000
Closed -$1.01M
BZAI
143
Blaize Holdings, Inc. Common Stock
BZAI
$323M
– –
-1,119,000
Closed -$11.4M
AIMAU
144
DELISTED
Aimfinity Investment Corp. I Unit
AIMAU
– –
-479,715
Closed -$4.83M
BNIX
145
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
– –
-200,000
Closed -$2.03M
VMCAU
146
DELISTED
Valuence Merger Corp. I Unit
VMCAU
– –
-200,000
Closed -$2.16M
FTII
147
DELISTED
FutureTech II Acquisition Corp. Class A Common Stock
FTII
– –
-150,000
Closed -$1.54M
ALSA
148
DELISTED
Alpha Star Acquisition Corporation Ordinary Shares
ALSA
– –
-100,000
Closed -$1.03M
EVE.U
149
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
– –
-150,000
Closed -$1.54M
JWSM
150
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-700,000
Closed -$7.07M
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6
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