CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LLAP
126
DELISTED
Terran Orbital Corporation
LLAP
$989K 0.21%
+100,000
New +$989K
LIBY
127
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$989K 0.21%
+100,000
New +$989K
FCAX.U
128
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$989K 0.21%
100,000
– –
IPVA.U
129
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$989K 0.21%
100,000
– –
CDAQU
130
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$988K 0.21%
+100,000
New +$988K
SSAAU
131
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$988K 0.21%
100,000
– –
BLUA.U
132
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$987K 0.21%
100,000
– –
CIIG
133
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$987K 0.21%
+100,000
New +$987K
HPX
134
DELISTED
HPX Corp.
HPX
$987K 0.21%
100,000
– –
FSRD
135
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$986K 0.21%
+100,000
New +$986K
GPACU
136
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$985K 0.21%
100,000
– –
IPVIU
137
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
$985K 0.21%
100,000
– –
FTPA
138
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$984K 0.21%
+100,000
New +$984K
ISLE
139
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$984K 0.21%
100,000
– –
GOAC
140
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$984K 0.21%
100,000
– –
LDHA
141
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$982K 0.21%
+100,000
New +$982K
XPOA
142
DELISTED
DPCM Capital, Inc.
XPOA
$982K 0.21%
100,000
– –
FACA
143
DELISTED
Figure Acquisition Corp. I
FACA
$980K 0.21%
100,000
-25,000
-20% -$245K
BOAC
144
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$979K 0.21%
+100,000
New +$979K
BSKYU
145
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$979K 0.21%
100,000
– –
NLITU
146
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
$979K 0.21%
95,000
-5,000
-5% -$51.5K
GFX
147
DELISTED
Golden Falcon Acquisition Corp.
GFX
$978K 0.21%
100,000
– –
ANAC
148
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$977K 0.21%
+100,000
New +$977K
FATP
149
DELISTED
Fat Projects Acquisition Corp Class A Ordinary Share
FATP
$976K 0.21%
+100,000
New +$976K
LHC
150
DELISTED
Leo Holdings Corp. II
LHC
$975K 0.21%
100,000
– –
4 5
6
7 8