CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
-$20.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
196
New
Increased
Reduced
Closed

Top Buys

1
+$3.54M
2
+$2.88M
3
+$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Top Sells

1
+$7.63M
2
+$7.06M
3
+$6.84M
4
ASLE icon
AerSale
ASLE
+$6.14M
5
UN
Unilever NV New York Registry Shares
UN
+$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$525K 0.24%
+50,000
127
$524K 0.24%
+50,000
128
$523K 0.24%
+50,000
129
$519K 0.24%
+50,000
130
$518K 0.24%
+50,000
131
$515K 0.24%
+50,000
132
$515K 0.24%
+50,000
133
$510K 0.24%
+2,500
134
$491K 0.23%
53,472
-46,528
135
$328K 0.15%
+297,915
136
$327K 0.15%
30,000
137
$309K 0.14%
25,000
-75,000
138
$295K 0.14%
25,000
-50,000
139
$286K 0.13%
25,000
-75,000
140
$285K 0.13%
+25,000
141
$284K 0.13%
+25,000
142
$278K 0.13%
25,000
-75,000
143
$276K 0.13%
+25,000
144
$272K 0.13%
25,000
-25,000
145
$270K 0.12%
+2,500
146
$259K 0.12%
+150,000
147
$257K 0.12%
+22,647
148
$254K 0.12%
25,000
-25,000
149
$69K 0.03%
+100,000
150
$60K 0.03%
+100,000
4 5
6
7 8