CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
-$20.2M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MAACU
126
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
$525K 0.24%
+50,000
New +$525K
CHFW.U
127
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$524K 0.24%
+50,000
New +$524K
CBAH.U
128
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$523K 0.24%
+50,000
New +$523K
FLACU
129
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$519K 0.24%
+50,000
New +$519K
ALTUU
130
DELISTED
Altitude Acquisition Corp. Unit
ALTUU
$518K 0.24%
+50,000
New +$518K
CFIVU
131
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$515K 0.24%
+50,000
New +$515K
CAP.U
132
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
$515K 0.24%
+50,000
New +$515K
COEP icon
133
Coeptis Therapeutics
COEP
$57.8M
$510K 0.24%
+2,500
New +$510K
PSO icon
134
Pearson
PSO
$9.15B
$491K 0.23%
53,472
-46,528
-47% -$427K
ASAQ.WS
135
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$328K 0.15%
+297,915
New +$328K
ALUS.U
136
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$327K 0.15%
30,000
– –
FUSE.U
137
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$309K 0.14%
25,000
-75,000
-75% -$927K
SOAC.U
138
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$295K 0.14%
25,000
-50,000
-67% -$590K
TNGX icon
139
Tango Therapeutics
TNGX
$791M
$286K 0.13%
25,000
-75,000
-75% -$858K
RTPZ.U
140
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$285K 0.13%
+25,000
New +$285K
PACE.U
141
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
$284K 0.13%
+25,000
New +$284K
DFNS.U
142
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$278K 0.13%
25,000
-75,000
-75% -$834K
HMCOU
143
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
$276K 0.13%
+25,000
New +$276K
ACEVU
144
DELISTED
ACE Convergence Acquisition Corp. Unit
ACEVU
$272K 0.13%
25,000
-25,000
-50% -$272K
SST icon
145
System1
SST
$59.8M
$270K 0.12%
+2,500
New +$270K
TALKW icon
146
Talkspace, Inc. Warrant
TALKW
$2.81M
$259K 0.12%
+150,000
New +$259K
MLTX icon
147
MoonLake Immunotherapeutics
MLTX
$3.85B
$257K 0.12%
+22,647
New +$257K
GLS
148
DELISTED
Gelesis Holdings, Inc.
GLS
$254K 0.12%
25,000
-25,000
-50% -$254K
ADOCW
149
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$69K 0.03%
+100,000
New +$69K
ADOCR
150
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$60K 0.03%
+100,000
New +$60K
4 5
6
7 8