CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$107M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
251
New
Increased
Reduced
Closed

Top Buys

1
+$26M
2
+$13.4M
3
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

1
+$15M
2
+$12M
3
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$11.5K ﹤0.01%
19,900
102
$9.76K ﹤0.01%
100,000
103
$6.5K ﹤0.01%
25,000
104
$6.5K ﹤0.01%
50,000
105
$6.5K ﹤0.01%
25,000
106
$5.61K ﹤0.01%
+50,000
107
$4.75K ﹤0.01%
+50,000
108
$4K ﹤0.01%
50,000
109
$2.44K ﹤0.01%
12,044
110
$2K ﹤0.01%
25,000
111
$1.38K ﹤0.01%
25,000
112
$1.35K ﹤0.01%
33,333
113
$998 ﹤0.01%
25,000
114
– –
-50,000
115
– –
-800,000
116
– –
-300,000
117
– –
-100,000
118
– –
-316,932
119
– –
-50,000
120
– –
-150,000
121
– –
-85,000
122
– –
-100,000
123
– –
-112,500
124
– –
-7,986
125
– –
-125,000
3 4
5
6 7