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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CITEU
101
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1.01M 0.22%
100,000
– –
MEOA
102
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$1.01M 0.22%
100,000
– –
FEXDU
103
DELISTED
Fintech Ecosystem Development Corp. Units
FEXDU
$1.01M 0.22%
100,000
– –
LIVBU
104
DELISTED
LIV Capital Acquisition Corp. II Unit
LIVBU
$1.01M 0.22%
100,000
– –
BFAC.U
105
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$1.01M 0.22%
100,000
– –
ENTFU
106
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$1.01M 0.22%
100,000
– –
ARGUU
107
DELISTED
Argus Capital Corp. Unit
ARGUU
$1.01M 0.22%
100,000
– –
CNGL
108
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
$1.01M 0.22%
100,000
– –
JATT.U
109
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
$1.01M 0.22%
100,000
– –
SMAPU
110
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$1.01M 0.22%
100,000
– –
IVCAU
111
DELISTED
Investcorp AI Acquisition Corp. Unit
IVCAU
$1.01M 0.22%
100,000
– –
APACU
112
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$1.01M 0.22%
100,000
– –
PACI.U
113
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1.01M 0.22%
100,000
– –
BOCNU
114
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$1M 0.22%
100,000
– –
LVACU
115
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$1M 0.22%
100,000
– –
GCTS
116
GCT Semiconductor Holding
GCTS
$200M
$1M 0.22%
100,000
– –
WWACU
117
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$1M 0.22%
100,000
– –
WQGA
118
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
$1M 0.22%
100,000
– –
PGRWU
119
DELISTED
Progress Acquisition Corp. Units
PGRWU
$1M 0.22%
100,000
– –
EUCRU
120
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
$1M 0.22%
100,000
– –
CONX
121
DELISTED
CONX Corp. Class A Common Stock
CONX
$1M 0.22%
100,000
– –
JUN
122
DELISTED
Juniper II Corp.
JUN
$999K 0.22%
100,000
– –
BMAQ
123
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$999K 0.22%
100,000
– –
SWSSU
124
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$998K 0.22%
200,000
– –
POWRU
125
DELISTED
Powered Brands Units
POWRU
$997K 0.22%
100,000
– –
3 4
5
6 7

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.