CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$463M
AUM Growth
+$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$38.4M
2
+$5.18M
3
+$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.51M

Top Sells

1
+$8.53M
2
+$3.99M
3
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$1M 0.22%
100,000
102
$1M 0.22%
+100,000
103
$1M 0.22%
100,000
104
$1M 0.22%
100,000
105
$1M 0.22%
100,000
106
$1M 0.22%
+100,000
107
$999K 0.22%
+100,000
108
$999K 0.22%
100,000
109
$998K 0.22%
+100,000
110
$998K 0.22%
100,000
111
$998K 0.22%
+100,000
112
$997K 0.21%
100,000
113
$996K 0.21%
10,000
-15,000
114
$996K 0.21%
100,000
115
$995K 0.21%
100,000
116
$995K 0.21%
100,000
117
$993K 0.21%
100,000
118
$993K 0.21%
100,000
119
$992K 0.21%
100,000
120
$992K 0.21%
100,000
121
$990K 0.21%
100,000
122
$990K 0.21%
100,000
123
$990K 0.21%
+100,000
124
$990K 0.21%
100,000
125
$990K 0.21%
100,000
3 4
5
6 7