We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLAC
101
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$1M 0.22%
100,000
– –
ZINGU
102
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
$1M 0.22%
+100,000
New +$1.01M
SDACU
103
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$1M 0.22%
100,000
– –
MIT.U
104
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$1M 0.22%
100,000
– –
VGII.U
105
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$1M 0.22%
100,000
– –
CORS.U
106
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$1M 0.22%
+100,000
New +$1,000K
BOCNU
107
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$999K 0.22%
+100,000
New +$1M
PGRWU
108
DELISTED
Progress Acquisition Corp. Units
PGRWU
$999K 0.22%
100,000
– –
WWACU
109
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$998K 0.22%
+100,000
New +$998K
FVIV.U
110
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$998K 0.22%
100,000
– –
MEOA
111
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$998K 0.22%
+100,000
New +$996K
SPTKU
112
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$997K 0.21%
100,000
– –
SST icon
113
System1
SST
$20M
$996K 0.21%
10,000
-15,000
-60% -$1.49M
AAQC.U
114
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$996K 0.21%
100,000
– –
SHQAU
115
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$995K 0.21%
100,000
– –
OSTRU
116
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$995K 0.21%
100,000
– –
AAC.U
117
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$993K 0.21%
100,000
– –
AFAQU
118
DELISTED
AF Acquisition Corp Units
AFAQU
$993K 0.21%
100,000
– –
TZPSU
119
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$992K 0.21%
100,000
– –
POWRU
120
DELISTED
Powered Brands Units
POWRU
$992K 0.21%
100,000
– –
LGACU
121
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$990K 0.21%
100,000
– –
HCIIU
122
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$990K 0.21%
100,000
– –
ARGU
123
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
$990K 0.21%
+100,000
New +$991K
TSPQ.U
124
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$990K 0.21%
100,000
– –
OEPWU
125
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$990K 0.21%
100,000
– –
3 4
5
6 7

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.