CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
-$20.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
196
New
Increased
Reduced
Closed

Top Buys

1
+$3.54M
2
+$2.88M
3
+$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Top Sells

1
+$7.63M
2
+$7.06M
3
+$6.84M
4
ASLE icon
AerSale
ASLE
+$6.14M
5
UN
Unilever NV New York Registry Shares
UN
+$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$782K 0.36%
+75,000
102
$781K 0.36%
+75,000
103
$780K 0.36%
+75,000
104
$773K 0.36%
75,000
-25,000
105
$769K 0.36%
75,000
106
$761K 0.35%
+75,000
107
$725K 0.34%
58,000
+4,236
108
$722K 0.33%
9
109
$697K 0.32%
+70,000
110
$663K 0.31%
50,000
-100,000
111
$604K 0.28%
+50,000
112
$581K 0.27%
+50,000
113
$578K 0.27%
50,000
-200,000
114
$571K 0.26%
50,000
-50,000
115
$569K 0.26%
+50,000
116
$569K 0.26%
50,000
-25,000
117
$561K 0.26%
9,296
-48,376
118
$553K 0.26%
+50,000
119
$551K 0.25%
+50,000
120
$545K 0.25%
+50,000
121
$539K 0.25%
50,000
-50,000
122
$538K 0.25%
50,000
123
$534K 0.25%
+2,500
124
$534K 0.25%
+50,000
125
$533K 0.25%
50,000
-50,000
3 4
5
6 7