CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
+$216M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIGA.U
101
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$782K 0.36% +75,000 New +$782K
RAACU
102
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
$781K 0.36% +75,000 New +$781K
DBDRU
103
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$780K 0.36% +75,000 New +$780K
NSH.U
104
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$773K 0.36% 75,000 -25,000 -25% -$258K
SCPE
105
DELISTED
SC Health Corporation
SCPE
$769K 0.36% 75,000 – –
PMVC
106
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$761K 0.35% +75,000 New +$761K
SG
107
DELISTED
Sirius International Insurance Group, Ltd. Common Share
SG
$725K 0.34% 58,000 +4,236 +8% +$53K
MCOM
108
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$722K 0.33% 70,000 – –
DSAC
109
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$697K 0.32% +70,000 New +$697K
QELLU
110
DELISTED
Qell Acquisition Corp. Unit
QELLU
$663K 0.31% 50,000 -100,000 -67% -$1.33M
IACA.U
111
DELISTED
ION Acquisition Corp 1 Ltd. Units, each consisting of one Class A ordinary share and one-fifth of on
IACA.U
$604K 0.28% +50,000 New +$604K
SPNV.U
112
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
$581K 0.27% +50,000 New +$581K
RBAC.U
113
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$578K 0.27% 50,000 -200,000 -80% -$2.31M
CCAC.U
114
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$571K 0.26% 50,000 -50,000 -50% -$571K
BHSEU
115
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
$569K 0.26% +50,000 New +$569K
AONE.U
116
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
$569K 0.26% 50,000 -25,000 -33% -$285K
UL icon
117
Unilever
UL
$155B
$561K 0.26% 9,296 -48,376 -84% -$2.92M
SPFR.U
118
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$553K 0.26% +50,000 New +$553K
XPOA.U
119
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
$551K 0.25% +50,000 New +$551K
RBAC
120
DELISTED
RedBall Acquisition Corp.
RBAC
$545K 0.25% +50,000 New +$545K
TWND.U
121
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$539K 0.25% 50,000 -50,000 -50% -$539K
ITACU
122
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
$538K 0.25% 50,000 – –
SNCE
123
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$534K 0.25% +50,000 New +$534K
FCACU
124
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$534K 0.25% +50,000 New +$534K
EQD.U
125
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$533K 0.25% 50,000 -50,000 -50% -$533K
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5
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