CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$308M
AUM Growth
-$29.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
123
New
Increased
Reduced
Closed

Top Buys

1
+$22.8M
2
+$12.4M
3
+$11.2M
4
HPK icon
HighPeak Energy
HPK
+$6.49M
5
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$5.52M

Top Sells

1
+$58.3M
2
+$19.9M
3
+$15.6M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$7.44M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$7.29M

Sector Composition

1 Energy 15.29%
2 Financials 14.31%
3 Communication Services 13.71%
4 Materials 5.64%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
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0
102
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-1,000,000
103
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-19,314
104
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0
105
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-674,420
106
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0
107
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-100,000
108
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-654,300
109
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-10,000
110
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-100,000
111
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-150,000
112
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-70,000
113
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-450,000
114
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-49,000
115
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-525,240
116
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-64,500
117
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-50,000
118
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-63,500
119
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-73,233
120
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-25,000
121
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-997,870
122
– –
-247,621
123
– –
-1,495,240
1 2 3 4
5