CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$308M
AUM Growth
-$29.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
123
New
Increased
Reduced
Closed

Top Buys

1
+$22.7M
2
+$13.3M
3
+$12.2M
4
HPK icon
HighPeak Energy
HPK
+$6.53M
5
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$5.6M

Top Sells

1
+$58.3M
2
+$19.9M
3
+$15.6M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$7.44M
5
SEGG
Lottery.com
SEGG
+$7.29M

Sector Composition

1 Energy 15.29%
2 Financials 14.31%
3 Communication Services 13.71%
4 Materials 5.64%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
– –
-25,000
102
– –
0
103
– –
-100,000
104
– –
-300,000
105
– –
-153,617
106
– –
0
107
– –
-32,722
108
– –
-179,884
109
– –
0
110
– –
-3,500
111
– –
0
112
– –
0
113
– –
-1,000,000
114
– –
-19,314
115
– –
0
116
– –
0
117
– –
-100,000
118
– –
-654,300
119
– –
-10,000
120
– –
-100,000
121
– –
-150,000
122
– –
-70,000
123
– –
-450,000
1 2 3 4
5