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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$109M
Cap. Flow
-$144M
Cap. Flow %
-37.62%
Top 10 Hldgs %
42.27%
Holding
251
New
55
Increased
9
Reduced
7
Closed
136

Top Buys

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$15M
2
BNAI
Brand Engagement Network
BNAI
+$12M
3
BZAI
Blaize Holdings
BZAI
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

Rank Sector Weight
1 Financials 66.95%
2 Industrials 8.51%
3 Consumer Discretionary 4.79%
4 Technology 3.75%
5 Healthcare 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JUGG
76
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$1.02M 0.27%
100,000
– –
DNAB
77
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$1.02M 0.27%
100,000
– –
CVIIU
78
DELISTED
Churchill Capital Corp VII Units
CVIIU
$1.01M 0.26%
100,000
– –
ZING
79
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
$924K 0.24%
+90,000
New +$917K
SOAR icon
80
Volato Group
SOAR
$8.72M
$834K 0.22%
+3,200
New +$824K
BNNR
81
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$768K 0.2%
+75,000
New +$763K
SLGC
82
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$630K 0.16%
247,226
– –
SIRI icon
83
PUT
SiriusXM
SIRI
$9.59B
$627K 0.16%
40,660
+660
+2% +$31.6K
SHAP
84
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
$626K 0.16%
+60,000
New +$622K
JUN
85
DELISTED
Juniper II Corp.
JUN
$623K 0.16%
60,000
-40,000
-40% -$412K
CSLM
86
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
$570K 0.15%
+55,000
New +$565K
SPCM
87
DELISTED
Sound Point Acquisition Corp I, Ltd Class A Ordinary Share
SPCM
$527K 0.14%
+50,000
New +$524K
HMA.U
88
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$522K 0.14%
50,000
– –
SKGR
89
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$522K 0.14%
+50,000
New +$517K
CNDB.U
90
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$519K 0.14%
50,000
-481,061
-91% -$4.95M
DNAD
91
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$511K 0.13%
50,000
– –
AAC
92
DELISTED
Ares Acquisition Corporation
AAC
$413K 0.11%
40,000
-460,000
-92% -$4.7M
FWAC
93
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
$408K 0.11%
+40,000
New +$405K
SPY icon
94
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$301K 0.08%
65,000
-121,500
-65% -$48.5M
TBLAW
95
DELISTED
Taboola.com Ltd Warrant
TBLAW
$286K 0.07%
697,500
– –
STCN
96
DELISTED
Steel Connect, Inc. Common Stock
STCN
$221K 0.06%
20,730
– –
NNDM
97
Nano Dimension
NNDM
$343M
$212K 0.06%
+73,200
New +$197K
LBRDK icon
98
Liberty Broadband Class C
LBRDK
$5.07B
$208K 0.05%
+2,550
New +$220K
LTRPA
99
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$196K 0.05%
227,974
-344,291
-60% -$376K
VATE icon
100
INNOVATE Corp
VATE
$105M
$193K 0.05%
6,500
+4,000
+160% +$117K
2 3
4
5 6

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AMG
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B
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XS
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AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen Investment Management held 251 positions worth $383M, down 22% from $492M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen Investment Management withdrew a net $144M in Q1 2023, closing 136 positions and reducing 7 holdings. Its most notable exit was Mitsubishi UFJ Financial, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 50% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Cowen Investment Management opened a new position in Churchill Capital Corp VII Class A Common Stock worth $26.2M.

  • Cowen Investment Management's largest Q1 2023 buy was Churchill Capital Corp VII Class A Common Stock: 2,585,000 shares worth $26.2M.
  • Cowen Investment Management added most to Black Mountain Acquisition Corp. in Q1 2023, an estimated $5.15M increase.
  • Cowen Investment Management's biggest Q1 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $8.46M.
  • Cowen Investment Management fully exited Mitsubishi UFJ Financial in Q1 2023, selling an estimated $15M.
  • Cowen Investment Management's ten largest holdings make up 42% of its $383M portfolio in Q1 2023.
  • Cowen Investment Management opened 55 new positions and closed 136 in Q1 2023.
  • Cowen Investment Management's portfolio value fell 22% quarter-over-quarter to $383M.

Based on Cowen Investment Management's 13F filing for Q1 2023, filed 11 May 2023.