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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIGA
76
DELISTED
H.I.G. Acquisition Corp.
HIGA
$1.5M 0.33%
150,000
– –
AVHI
77
DELISTED
Achari Ventures Holdings Corp I
AVHI
$1.5M 0.32%
150,000
– –
LHC.U
78
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.49M 0.32%
150,000
– –
HMCO
79
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$1.49M 0.32%
150,000
– –
ACQR
80
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$1.49M 0.32%
150,000
– –
WPCB
81
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$1.49M 0.32%
150,000
– –
FSSIU
82
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$1.48M 0.32%
150,000
– –
FLME.U
83
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$1.48M 0.32%
150,000
– –
AMCIU
84
DELISTED
AMCI Acquisition Corp II Units
AMCIU
$1.48M 0.32%
150,000
– –
BITE.U
85
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
$1.48M 0.32%
150,000
– –
FSNB.U
86
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.48M 0.32%
150,000
– –
KVSA
87
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.47M 0.32%
150,000
– –
TRTL.U
88
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
$1.47M 0.32%
150,000
– –
DGNU
89
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$1.47M 0.32%
150,000
– –
LBRDA icon
90
Liberty Broadband Class A
LBRDA
$5.07B
$1.46M 0.32%
19,606
-11,063
-36% -$1.17M
ATCO
91
DELISTED
Atlas Corp.
ATCO
$1.39M 0.3%
+100,000
New +$1.3M
CRZN
92
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$1.39M 0.3%
140,000
– –
FPAC.WS
93
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$1.37M 0.3%
1,427,011
– –
RCHG
94
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.26M 0.27%
125,000
– –
TEKK
95
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$1.25M 0.27%
+125,000
New +$1.25M
AISP
96
Airship AI Holdings
AISP
$71.3M
$1.24M 0.27%
125,000
– –
MAQC
97
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$1.03M 0.22%
100,000
– –
PHYT.U
98
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$1.02M 0.22%
100,000
– –
APCA.U
99
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.02M 0.22%
100,000
– –
GEEX
100
DELISTED
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
$1.01M 0.22%
100,000
– –
2 3
4
5 6

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.