CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADEX.U
76
DELISTED
Adit EdTech Acquisition Corp Units, each consisting of one share of common stock, and one-half of one redeemable warrant
ADEX.U
$1.02M 0.22%
100,000
-125,000
-56% -$1.28M
ADOC
77
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$1.02M 0.22%
100,000
– –
FEXDU
78
DELISTED
Fintech Ecosystem Development Corp. Units
FEXDU
$1.02M 0.22%
+100,000
New +$1.02M
PEPLU
79
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
$1.02M 0.22%
+100,000
New +$1.02M
VMAC
80
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$1.02M 0.22%
100,000
-100,000
-50% -$1.02M
GSDWU
81
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$1.02M 0.22%
100,000
– –
SMAPU
82
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$1.02M 0.22%
+100,000
New +$1.02M
LJAQU
83
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$1.02M 0.22%
100,000
– –
PHYT.U
84
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$1.02M 0.22%
+100,000
New +$1.02M
APCA.U
85
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.01M 0.22%
+100,000
New +$1.01M
WRAC.U
86
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$1.01M 0.22%
100,000
– –
ENTFU
87
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$1.01M 0.22%
+100,000
New +$1.01M
ARGUU
88
DELISTED
Argus Capital Corp. Unit
ARGUU
$1.01M 0.22%
+100,000
New +$1.01M
PNTM.U
89
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1.01M 0.22%
100,000
– –
LVACU
90
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$1.01M 0.22%
+100,000
New +$1.01M
ITHXU
91
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
$1.01M 0.22%
+100,000
New +$1.01M
NVACU
92
DELISTED
NorthView Acquisition Corporation Unit
NVACU
$1.01M 0.22%
+100,000
New +$1.01M
MAQC
93
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$1M 0.22%
100,000
-50,000
-33% -$502K
JATT.U
94
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
$1M 0.22%
100,000
– –
SWSSU
95
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$1M 0.22%
200,000
-400,000
-67% -$2.01M
CVIIU
96
DELISTED
Churchill Capital Corp VII Units
CVIIU
$1M 0.22%
100,000
– –
ACQRU
97
DELISTED
Independence Holdings Corp. Units
ACQRU
$1M 0.22%
100,000
– –
KAHC.U
98
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$1M 0.22%
100,000
– –
BOAS.U
99
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$1M 0.22%
100,000
– –
PACI.U
100
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1M 0.22%
+100,000
New +$1M
2 3
4
5 6