CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
+$216M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALUS
76
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$1.01M 0.46% 100,000 – –
HPX
77
DELISTED
HPX Corp.
HPX
$1M 0.46% +100,000 New +$1M
HZAC
78
DELISTED
Horizon Acquisition Corporation
HZAC
$1M 0.46% +100,000 New +$1M
PRPB.U
79
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$995K 0.46% 100,000 -75,000 -43% -$746K
SAII
80
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$995K 0.46% +100,000 New +$995K
ACACU
81
DELISTED
Acies Acquisition Corp. Unit
ACACU
$965K 0.45% +90,000 New +$965K
SVACU
82
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$927K 0.43% 90,000 -160,000 -64% -$1.65M
DMYI.U
83
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$912K 0.42% +80,000 New +$912K
LCYAU
84
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
$894K 0.41% +80,000 New +$894K
YTRA icon
85
Yatra Online
YTRA
$86.3M
$869K 0.4% 450,000 -809,037 -64% -$1.56M
NOACU
86
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
$868K 0.4% +80,000 New +$868K
TREB.U
87
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$867K 0.4% 75,000 -75,000 -50% -$867K
HZON.U
88
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$859K 0.4% +80,000 New +$859K
BTAQU
89
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$846K 0.39% 75,000 -25,000 -25% -$282K
FAII.U
90
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$837K 0.39% 75,000 -25,000 -25% -$279K
RMGBU
91
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$836K 0.39% +75,000 New +$836K
BWACU
92
DELISTED
Better World Acquisition Corp. Unit
BWACU
$829K 0.38% +75,000 New +$829K
CPSR.U
93
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$814K 0.38% 75,000 – –
NEBCU
94
DELISTED
Nebula Caravel Acquisition Corp. Unit
NEBCU
$810K 0.37% +75,000 New +$810K
SPRQ.U
95
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$810K 0.37% +75,000 New +$810K
GRSVU
96
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$808K 0.37% 75,000 -25,000 -25% -$269K
TWCTU
97
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$806K 0.37% 75,000 -25,000 -25% -$269K
BOWXU
98
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$803K 0.37% 75,000 -25,000 -25% -$268K
GHVIU
99
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$795K 0.37% +75,000 New +$795K
ACND.U
100
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
$788K 0.36% 75,000 -25,000 -25% -$263K
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4
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