CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+1.33%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$236M
AUM Growth
+$236M
Cap. Flow
+$76.8M
Cap. Flow %
32.54%
Top 10 Hldgs %
48.4%
Holding
112
New
64
Increased
5
Reduced
12
Closed
10

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
2
MVST icon
Microvast
MVST
$6.87M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.01M

Top Sells

1
GB
Global Blue Group Holding
GB
$10.8M
2
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$8.34M
3
SPRU icon
Spruce Power Holding Corp
SPRU
$5.78M
4
GRNVU
GreenVision Acquisition Corp Unit
GRNVU
$3.62M
5
UL icon
Unilever
UL
$3.56M

Sector Composition

1 Financials 35.39%
2 Consumer Discretionary 6.44%
3 Industrials 3.33%
4 Communication Services 3.2%
5 Technology 2.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
YTRA icon
76
Yatra Online
YTRA
$86.3M
$944K 0.4% 1,259,037 -9,855 -0.8% -$7.39K
SOAC.U
77
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$829K 0.35% 75,000 -25,000 -25% -$276K
AONE.U
78
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
$818K 0.34% +75,000 New +$818K
PCPL.U
79
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$813K 0.34% 75,000 -50,000 -40% -$542K
CPSR.U
80
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$765K 0.32% +75,000 New +$765K
SCPE
81
DELISTED
SC Health Corporation
SCPE
$756K 0.32% +75,000 New +$756K
PSO icon
82
Pearson
PSO
$9.41B
$711K 0.3% 100,000 – –
MCOM
83
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$703K 0.3% +70,000 New +$703K
SG
84
DELISTED
Sirius International Insurance Group, Ltd. Common Share
SG
$622K 0.26% +53,764 New +$622K
DGNR.U
85
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
$613K 0.26% +50,000 New +$613K
RTP.U
86
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$574K 0.24% +50,000 New +$574K
DFHTU
87
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
$532K 0.22% +50,000 New +$532K
ACEVU
88
DELISTED
ACE Convergence Acquisition Corp. Unit
ACEVU
$513K 0.22% +50,000 New +$513K
ITACU
89
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
$500K 0.21% +50,000 New +$500K
THCA
90
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$499K 0.21% 50,000 – –
CLA.U
91
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
$498K 0.21% +50,000 New +$498K
GLS
92
DELISTED
Gelesis Holdings, Inc.
GLS
$492K 0.21% +50,000 New +$492K
ALUS.U
93
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$308K 0.13% +30,000 New +$308K
NTP
94
DELISTED
Nam Tai Property Inc.
NTP
$289K 0.12% +30,916 New +$289K
BTRSW
95
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$210K 0.09% 150,000 – –
PTACW
96
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$164K 0.07% 100,000 -50,000 -33% -$82K
SPAQ.U
97
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$162K 0.07% 10,000 -515,000 -98% -$8.34M
LGC.WS
98
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$66K 0.03% 122,825 -152,175 -55% -$81.8K
MAPSW icon
99
WM Technology, Inc. Warrants
MAPSW
$3.29M
$61K 0.03% 100,000 – –
LTRYW icon
100
Lottery.com, Inc. Warrants
LTRYW
$272K
$57K 0.02% 154,300 – –
1 2 3
4
5