CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$308M
AUM Growth
-$29.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
123
New
Increased
Reduced
Closed

Top Buys

1
+$22.7M
2
+$13.3M
3
+$12.2M
4
HPK icon
HighPeak Energy
HPK
+$6.53M
5
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$5.6M

Top Sells

1
+$58.3M
2
+$19.9M
3
+$15.6M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$7.44M
5
SEGG
Lottery.com
SEGG
+$7.29M

Sector Composition

1 Energy 15.29%
2 Financials 14.31%
3 Communication Services 13.71%
4 Materials 5.64%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$762K 0.25%
+9,626
77
$355K 0.11%
+5,800
78
$309K 0.1%
+54,800
79
$308K 0.1%
+400,000
80
$215K 0.07%
400,000
81
$194K 0.06%
+150,000
82
$135K 0.04%
+150,000
83
$123K 0.04%
250,000
84
$115K 0.04%
+50,000
85
$93K 0.03%
66,666
86
$42K 0.01%
+33,333
87
$24K 0.01%
25,000
88
$15K ﹤0.01%
+154,300
89
$14K ﹤0.01%
57,500
90
$3K ﹤0.01%
57,500
91
– –
-997,870
92
– –
-247,621
93
– –
-1,495,240
94
– –
-674,420
95
– –
-49,000
96
– –
-525,240
97
– –
-64,500
98
– –
-50,000
99
– –
-63,500
100
– –
-73,233
1 2 3
4
5