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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$109M
Cap. Flow
-$144M
Cap. Flow %
-37.62%
Top 10 Hldgs %
42.27%
Holding
251
New
55
Increased
9
Reduced
7
Closed
136

Top Buys

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$15M
2
BNAI
Brand Engagement Network
BNAI
+$12M
3
BZAI
Blaize Holdings
BZAI
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

Rank Sector Weight
1 Financials 66.95%
2 Industrials 8.51%
3 Consumer Discretionary 4.79%
4 Technology 3.75%
5 Healthcare 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBSC
51
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$2.07M 0.54%
200,000
– –
CIIG
52
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$1.82M 0.48%
175,000
+75,000
+75% +$771K
PANA
53
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$1.69M 0.44%
165,500
-29,500
-15% -$299K
APGB
54
DELISTED
Apollo Strategic Growth Capital II
APGB
$1.69M 0.44%
+165,000
New +$1.67M
DTI icon
55
Drilling Tools International
DTI
$86.1M
$1.57M 0.41%
+150,000
New +$1.55M
DPCS
56
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
$1.57M 0.41%
150,000
– –
SVNA
57
DELISTED
7 Acquisition Corp
SVNA
$1.57M 0.41%
+150,000
New +$1.56M
TRTL.U
58
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
$1.54M 0.4%
150,000
– –
XAGE
59
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
$1.47M 0.38%
+4,833
New +$1.46M
MNTN
60
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$1.31M 0.34%
+125,000
New +$1.29M
SCUA
61
DELISTED
Sculptor Acquisition Corp I
SCUA
$1.25M 0.33%
+120,000
New +$1.24M
KNSW
62
DELISTED
KnightSwan Acquisition Corporation
KNSW
$1.15M 0.3%
+110,000
New +$1.14M
KMF
63
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.12M 0.29%
+146,153
New +$1.09M
HPLT
64
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
$1.08M 0.28%
+105,000
New +$1.07M
APCA.U
65
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.06M 0.28%
100,000
– –
APCA
66
DELISTED
AP Acquisition Corp
APCA
$1.05M 0.28%
+100,000
New +$1.05M
CITEU
67
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1.05M 0.28%
100,000
– –
PHYT.U
68
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$1.05M 0.28%
100,000
– –
BFAC.U
69
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$1.05M 0.27%
100,000
– –
TRAQ
70
DELISTED
Trine II Acquisition Corp.
TRAQ
$1.05M 0.27%
+100,000
New +$1.04M
LBRDA icon
71
Liberty Broadband Class A
LBRDA
$5.07B
$1.04M 0.27%
12,682
– –
PGRWU
72
DELISTED
Progress Acquisition Corp. Units
PGRWU
$1.04M 0.27%
100,000
– –
PACI.U
73
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1.03M 0.27%
100,000
– –
VLATU
74
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$1.02M 0.27%
100,000
– –
CDAQU
75
DELISTED
Compass Digital Acquisition Corp. Unit
CDAQU
$1.02M 0.27%
100,000
– –
1 2
3
4 5

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SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen Investment Management held 251 positions worth $383M, down 22% from $492M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen Investment Management withdrew a net $144M in Q1 2023, closing 136 positions and reducing 7 holdings. Its most notable exit was Mitsubishi UFJ Financial, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 50% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Cowen Investment Management opened a new position in Churchill Capital Corp VII Class A Common Stock worth $26.2M.

  • Cowen Investment Management's largest Q1 2023 buy was Churchill Capital Corp VII Class A Common Stock: 2,585,000 shares worth $26.2M.
  • Cowen Investment Management added most to Black Mountain Acquisition Corp. in Q1 2023, an estimated $5.15M increase.
  • Cowen Investment Management's biggest Q1 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $8.46M.
  • Cowen Investment Management fully exited Mitsubishi UFJ Financial in Q1 2023, selling an estimated $15M.
  • Cowen Investment Management's ten largest holdings make up 42% of its $383M portfolio in Q1 2023.
  • Cowen Investment Management opened 55 new positions and closed 136 in Q1 2023.
  • Cowen Investment Management's portfolio value fell 22% quarter-over-quarter to $383M.

Based on Cowen Investment Management's 13F filing for Q1 2023, filed 11 May 2023.