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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICNC.U
51
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
$2.03M 0.44%
200,000
– –
MBSC
52
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$2.02M 0.44%
200,000
– –
BNIX
53
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$1.99M 0.43%
200,000
– –
HERA
54
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$1.99M 0.43%
+200,000
New +$1.97M
ROSS
55
DELISTED
Ross Acquisition Corp II
ROSS
$1.98M 0.43%
200,000
– –
LCW
56
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$1.97M 0.43%
200,000
– –
TBCPU
57
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$1.97M 0.43%
200,000
– –
SMIHU
58
DELISTED
Summit Healthcare Acquisition Corp. Units
SMIHU
$1.97M 0.43%
200,000
– –
SPGS
59
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$1.97M 0.43%
200,000
– –
TETC
60
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$1.97M 0.43%
200,000
– –
SLAC
61
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$1.97M 0.43%
200,000
– –
VELO
62
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$1.97M 0.43%
200,000
– –
FMIV
63
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$1.96M 0.42%
200,000
– –
SPY icon
64
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.95M 0.42%
+135,000
New +$53.6M
ZT
65
DELISTED
Zimmer Energy Transition Acquisition Corp. Class A Common Stock
ZT
$1.95M 0.42%
200,000
– –
TWCBU
66
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$1.95M 0.42%
200,000
– –
SAFE
67
Safehold
SAFE
$1.09B
$1.85M 0.4%
+41,088
New +$2.85M
AXH.U
68
DELISTED
Industrial Human Capital, Inc. Units, each consisting of one share of common stock and one redeemable warrant
AXH.U
$1.77M 0.38%
175,000
– –
FXCO
69
DELISTED
Financial Strategies Acquisition Corp. Class A Common Stock
FXCO
$1.75M 0.38%
175,000
– –
SHACU
70
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.73M 0.37%
175,000
– –
LGV
71
DELISTED
Longview Acquisition Corp. II
LGV
$1.72M 0.37%
175,000
– –
LSXMK
72
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.56M 0.34%
53,447
– –
DPCS
73
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
$1.51M 0.33%
150,000
– –
EVE.U
74
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$1.51M 0.33%
150,000
– –
JCICU
75
DELISTED
Jack Creek Investment Corp. Units
JCICU
$1.5M 0.33%
150,000
– –
1 2
3
4 5

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.