CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ROSS
51
DELISTED
Ross Acquisition Corp II
ROSS
$1.96M 0.42% 200,000 – –
VTIQU
52
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$1.96M 0.42% 200,000 – –
TBCPU
53
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$1.96M 0.42% 200,000 – –
SPGS
54
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$1.96M 0.42% 200,000 – –
CCVI
55
DELISTED
Churchill Capital Corp VI
CCVI
$1.96M 0.42% 200,000 – –
KAHC
56
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$1.96M 0.42% 200,000 – –
CVII
57
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$1.95M 0.42% 200,000 – –
FMIV
58
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$1.95M 0.42% +200,000 New +$1.95M
TETC
59
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$1.95M 0.42% +200,000 New +$1.95M
VELO
60
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$1.95M 0.42% 200,000 – –
SMIHU
61
DELISTED
Summit Healthcare Acquisition Corp. Units
SMIHU
$1.95M 0.41% +200,000 New +$1.95M
TWCBU
62
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$1.95M 0.41% 200,000 – –
HCNE
63
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$1.94M 0.41% 200,000 – –
ZT
64
DELISTED
Zimmer Energy Transition Acquisition Corp. Class A Common Stock
ZT
$1.94M 0.41% 200,000 – –
FPAC.WS
65
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$1.8M 0.38% +1,427,011 New +$1.8M
AXH.U
66
DELISTED
Industrial Human Capital, Inc. Units, each consisting of one share of common stock and one redeemable warrant
AXH.U
$1.76M 0.37% 175,000 – –
FXCO
67
DELISTED
Financial Strategies Acquisition Corp. Class A Common Stock
FXCO
$1.75M 0.37% 175,000 -25,000 -13% -$249K
SHACU
68
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.72M 0.37% 175,000 – –
LGV
69
DELISTED
Longview Acquisition Corp. II
LGV
$1.71M 0.36% 175,000 – –
AVHI
70
DELISTED
Achari Ventures Holdings Corp. I Common Stock
AVHI
$1.5M 0.32% +150,000 New +$1.5M
EVE.U
71
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$1.5M 0.32% +150,000 New +$1.5M
LSXMK
72
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.49M 0.32% 41,400 +11,400 +38% +$411K
DPCS
73
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
$1.49M 0.32% 150,000 – –
AMCIU
74
DELISTED
AMCI Acquisition Corp. II Units
AMCIU
$1.49M 0.32% 150,000 – –
HIGA
75
DELISTED
H.I.G. Acquisition Corp.
HIGA
$1.49M 0.32% 150,000 – –
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