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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPAC.WS
51
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$1.85M 0.4%
928,277
+803,277
+643% +$1.98M
AXH.U
52
DELISTED
Industrial Human Capital, Inc. Units, each consisting of one share of common stock and one redeemable warrant
AXH.U
$1.82M 0.39%
+175,000
New +$1.79M
SHACU
53
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.76M 0.38%
175,000
– –
MSAC
54
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
$1.7M 0.37%
175,000
– –
TYGO icon
55
Tigo Energy
TYGO
$92.1M
$1.68M 0.36%
+170,000
New +$1.68M
AMCIU
56
DELISTED
AMCI Acquisition Corp II Units
AMCIU
$1.56M 0.34%
150,000
– –
YSAC
57
DELISTED
Yellowstone Acquisition Company
YSAC
$1.53M 0.33%
150,000
-838,079
-85% -$8.5M
DWIN.U
58
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.52M 0.33%
150,000
– –
FLME.U
59
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$1.5M 0.32%
150,000
– –
FSSIU
60
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$1.5M 0.32%
150,000
– –
JCICU
61
DELISTED
Jack Creek Investment Corp. Units
JCICU
$1.5M 0.32%
150,000
– –
LHC.U
62
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.49M 0.32%
150,000
– –
TRTL.U
63
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
$1.49M 0.32%
150,000
– –
BITE.U
64
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
$1.49M 0.32%
150,000
– –
FSNB.U
65
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.48M 0.32%
150,000
– –
EQD
66
DELISTED
Equity Distribution Acquisition Corp.
EQD
$1.47M 0.32%
150,000
– –
HIGA
67
DELISTED
H.I.G. Acquisition Corp.
HIGA
$1.47M 0.32%
+150,000
New +$1.47M
SNRH
68
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$1.46M 0.31%
+150,000
New +$1.47M
KVSA
69
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.46M 0.31%
+150,000
New +$1.48M
RCHG
70
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.24M 0.27%
125,000
– –
AISP
71
Airship AI Holdings
AISP
$71.6M
$1.22M 0.26%
125,000
– –
EUCR
72
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$1.22M 0.26%
124,726
+74,726
+149% +$732K
RICO
73
DELISTED
Agrico Acquisition Corp
RICO
$1.05M 0.23%
+105,000
New +$1.05M
APACU
74
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$1.03M 0.22%
100,000
– –
EDTXU
75
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.02M 0.22%
100,000
– –
1 2
3
4 5

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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.