CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPAC.WS
51
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$1.85M 0.4%
928,277
+803,277
+643% +$1.6M
AXH.U
52
DELISTED
Industrial Human Capital, Inc. Units, each consisting of one share of common stock and one redeemable warrant
AXH.U
$1.82M 0.39%
+175,000
New +$1.82M
SHACU
53
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$1.76M 0.38%
175,000
– –
MSAC
54
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
$1.7M 0.37%
175,000
– –
TYGO icon
55
Tigo Energy
TYGO
$92.7M
$1.68M 0.36%
+170,000
New +$1.68M
AMCIU
56
DELISTED
AMCI Acquisition Corp. II Units
AMCIU
$1.56M 0.34%
150,000
– –
YSAC
57
DELISTED
Yellowstone Acquisition Company
YSAC
$1.53M 0.33%
150,000
-838,079
-85% -$8.53M
DWIN.U
58
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$1.52M 0.33%
150,000
– –
FLME.U
59
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$1.5M 0.32%
150,000
– –
FSSIU
60
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$1.5M 0.32%
150,000
– –
JCICU
61
DELISTED
Jack Creek Investment Corp. Units
JCICU
$1.5M 0.32%
150,000
– –
LHC.U
62
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.49M 0.32%
150,000
– –
TRTL.U
63
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
$1.49M 0.32%
150,000
– –
BITE.U
64
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
$1.49M 0.32%
150,000
– –
FSNB.U
65
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$1.48M 0.32%
150,000
– –
EQD
66
DELISTED
Equity Distribution Acquisition Corp.
EQD
$1.47M 0.32%
150,000
– –
HIGA
67
DELISTED
H.I.G. Acquisition Corp.
HIGA
$1.47M 0.32%
+150,000
New +$1.47M
SNRH
68
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$1.46M 0.31%
+150,000
New +$1.46M
KVSA
69
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.46M 0.31%
+150,000
New +$1.46M
RCHG
70
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.24M 0.27%
125,000
– –
AISP
71
Airship AI Holdings
AISP
$138M
$1.22M 0.26%
125,000
– –
EUCR
72
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$1.22M 0.26%
124,726
+74,726
+149% +$729K
RICO
73
DELISTED
Agrico Acquisition Corp. Class A Ordinary Shares
RICO
$1.06M 0.23%
+105,000
New +$1.06M
APACU
74
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$1.03M 0.22%
100,000
– –
EDTXU
75
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.02M 0.22%
100,000
– –
1 2
3
4 5