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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$216M
AUM Growth
-$21.4M
Cap. Flow
+$10.8M
Cap. Flow %
4.99%
Top 10 Hldgs %
43.61%
Holding
198
New
95
Increased
4
Reduced
39
Closed
45

Top Buys

Rank Stock Value
1
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$3.52M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
+$2.83M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
+$2.29M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.78M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.76M

Top Sells

Rank Stock Value
1
MVST icon
Microvast
MVST
+$7.63M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.06M
3
AMCX icon
AMC Global Media
AMCX
+$6.84M
4
ASLE icon
AerSale
ASLE
+$6.14M
5
UN
Unilever NV New York Registry Shares
UN
+$5.58M

Sector Composition

Rank Sector Weight
1 Financials 41.77%
2 Healthcare 1.58%
3 Industrials 1.5%
4 Consumer Discretionary 0.91%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVACU
51
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
$1.05M 0.48%
+100,000
New +$1.04M
CONXU
52
DELISTED
CONX Corp. Unit
CONXU
$1.04M 0.48%
+100,000
New +$1.01M
PHICU
53
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$1.04M 0.48%
+100,000
New +$1.03M
NHICU
54
DELISTED
NewHold Investment Corp. Unit
NHICU
$1.04M 0.48%
100,000
– –
KWAC.U
55
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
$1.04M 0.48%
+100,000
New +$1.02M
LATN
56
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.04M 0.48%
100,000
– –
LNFA.U
57
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
$1.04M 0.48%
+100,000
New +$1.02M
TACA.U
58
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$1.04M 0.48%
+100,000
New +$1.03M
DCRBU
59
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
$1.03M 0.48%
+90,000
New +$929K
EDTXU
60
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.03M 0.48%
+100,000
New +$1.02M
JYAC
61
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$1.03M 0.48%
+100,000
New +$1.02M
FTOC
62
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$1.03M 0.48%
+100,000
New +$985K
SNRHU
63
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$1.03M 0.48%
+100,000
New +$1.03M
ACKIU
64
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$1.03M 0.48%
+100,000
New +$1.02M
NGACU
65
DELISTED
NextGen Acquisition Corporation Units
NGACU
$1.03M 0.48%
+100,000
New +$1.01M
ATA.U
66
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$1.03M 0.48%
+100,000
New +$1.02M
IIAC.U
67
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$1.03M 0.48%
+100,000
New +$1.02M
CTAQU
68
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$1.03M 0.47%
+100,000
New +$1.03M
BOWX
69
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$1.03M 0.47%
+100,000
New +$1M
ADOC
70
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$1.02M 0.47%
+100,000
New +$1.01M
HCARU
71
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$1.02M 0.47%
+100,000
New +$1.03M
YAC.U
72
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$1.02M 0.47%
100,000
– –
FVAM
73
DELISTED
5:01 Acquisition Corp
FVAM
$1.02M 0.47%
+100,000
New +$1.01M
RBOT
74
DELISTED
Vicarious Surgical
RBOT
$1.02M 0.47%
+3,333
New +$979K
KSMT
75
DELISTED
Kismet Acquisition One Corp Ordinary Shares
KSMT
$1.01M 0.47%
+100,000
New +$980K
1 2
3
4 5

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AMG
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B
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XS
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AH
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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen Investment Management held 198 positions worth $216M, down 9% from $238M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen Investment Management deployed $10.8M of net new capital in Q4 2020, opening 95 new positions and adding to 4 existing holdings. Its largest new stake was Aequi Acquisition Corp Unit: 350,000 shares worth $3.54M.

By sector, the portfolio is most concentrated in Financials at 42% of assets, up from 35% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Unilever, an estimated $2.92M trimmed.

  • Cowen Investment Management's largest Q4 2020 buy was Aequi Acquisition Corp Unit: 350,000 shares worth $3.54M.
  • Cowen Investment Management added most to GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on in Q4 2020, an estimated $254K increase.
  • Cowen Investment Management's biggest Q4 2020 reduction was Unilever, cutting an estimated $2.92M.
  • Cowen Investment Management fully exited Microvast in Q4 2020, selling an estimated $7.63M.
  • Cowen Investment Management's ten largest holdings make up 44% of its $216M portfolio in Q4 2020.
  • Cowen Investment Management opened 95 new positions and closed 45 in Q4 2020.
  • Cowen Investment Management's portfolio value fell 9% quarter-over-quarter to $216M.

Based on Cowen Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.