CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
+$216M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TVACU
51
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
$1.05M 0.48%
+100,000
New +$1.05M
CONXU
52
DELISTED
CONX Corp. Unit
CONXU
$1.05M 0.48%
+100,000
New +$1.05M
PHICU
53
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$1.05M 0.48%
+100,000
New +$1.05M
NHICU
54
DELISTED
NewHold Investment Corp. Unit
NHICU
$1.04M 0.48%
100,000
– –
KWAC.U
55
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
$1.04M 0.48%
+100,000
New +$1.04M
LATN
56
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.04M 0.48%
100,000
– –
LNFA.U
57
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
$1.04M 0.48%
+100,000
New +$1.04M
TACA.U
58
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$1.04M 0.48%
+100,000
New +$1.04M
DCRBU
59
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
$1.03M 0.48%
+90,000
New +$1.03M
EDTXU
60
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.03M 0.48%
+100,000
New +$1.03M
JYAC
61
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$1.03M 0.48%
+100,000
New +$1.03M
FTOC
62
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$1.03M 0.48%
+100,000
New +$1.03M
SNRHU
63
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$1.03M 0.48%
+100,000
New +$1.03M
ACKIU
64
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
$1.03M 0.48%
+100,000
New +$1.03M
NGACU
65
DELISTED
NextGen Acquisition Corporation Units
NGACU
$1.03M 0.48%
+100,000
New +$1.03M
ATA.U
66
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$1.03M 0.48%
+100,000
New +$1.03M
IIAC.U
67
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$1.03M 0.48%
+100,000
New +$1.03M
CTAQU
68
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$1.03M 0.47%
+100,000
New +$1.03M
BOWX
69
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$1.03M 0.47%
+100,000
New +$1.03M
ADOC
70
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$1.02M 0.47%
+100,000
New +$1.02M
HCARU
71
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$1.02M 0.47%
+100,000
New +$1.02M
YAC.U
72
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$1.02M 0.47%
100,000
– –
FVAM
73
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$1.02M 0.47%
+100,000
New +$1.02M
RBOT icon
74
Vicarious Surgical
RBOT
$36.4M
$1.02M 0.47%
+100,000
New +$1.02M
KSMT
75
DELISTED
Kismet Acquisition One Corp Ordinary Shares
KSMT
$1.01M 0.47%
+100,000
New +$1.01M
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3
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