CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+1.33%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$236M
AUM Growth
+$236M
Cap. Flow
+$76.8M
Cap. Flow %
32.54%
Top 10 Hldgs %
48.4%
Holding
112
New
64
Increased
5
Reduced
12
Closed
10

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
2
MVST icon
Microvast
MVST
$6.87M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.01M

Top Sells

1
GB
Global Blue Group Holding
GB
$10.8M
2
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$8.34M
3
SPRU icon
Spruce Power Holding Corp
SPRU
$5.78M
4
GRNVU
GreenVision Acquisition Corp Unit
GRNVU
$3.62M
5
UL icon
Unilever
UL
$3.56M

Sector Composition

1 Financials 35.39%
2 Consumer Discretionary 6.44%
3 Industrials 3.33%
4 Communication Services 3.2%
5 Technology 2.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIK.U
51
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$1.04M 0.44% 100,000 -100,000 -50% -$1.04M
EQD.U
52
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$1.03M 0.43% +100,000 New +$1.03M
FUSE.U
53
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$1.03M 0.43% +100,000 New +$1.03M
FAII.U
54
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$1.03M 0.43% +100,000 New +$1.03M
CCAC.U
55
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$1.03M 0.43% 100,000 – –
BOWXU
56
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$1.03M 0.43% +100,000 New +$1.03M
VSPRU
57
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$1.03M 0.43% +100,000 New +$1.03M
STPK.U
58
DELISTED
Star Peak Energy Transition Corp. Units, each consisting of one share of Class A common stock, and o
STPK.U
$1.03M 0.43% +100,000 New +$1.03M
NMMCU
59
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$1.02M 0.43% +100,000 New +$1.02M
YAC.U
60
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$1.02M 0.43% +100,000 New +$1.02M
BFT.U
61
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$1.02M 0.43% +100,000 New +$1.02M
TWCTU
62
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$1.01M 0.43% +100,000 New +$1.01M
MNTS icon
63
Momentus
MNTS
$15.5M
$1.01M 0.42% +100,000 New +$1.01M
GOAC.U
64
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$1.01M 0.42% +100,000 New +$1.01M
DEH.U
65
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
$1.01M 0.42% +100,000 New +$1.01M
NSH.U
66
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$1.01M 0.42% +100,000 New +$1.01M
NHICU
67
DELISTED
NewHold Investment Corp. Unit
NHICU
$1.01M 0.42% +100,000 New +$1.01M
TWND.U
68
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$1.01M 0.42% +100,000 New +$1.01M
STWOU
69
DELISTED
ACON S2 Acquisition Corp. Unit
STWOU
$1M 0.42% +100,000 New +$1M
AEVA
70
Aeva Technologies
AEVA
$834M
$1M 0.42% +100,000 New +$1M
KSMTU
71
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
$1M 0.42% +100,000 New +$1M
NGA.U
72
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
$999K 0.42% +100,000 New +$999K
BTAQU
73
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$996K 0.42% +100,000 New +$996K
LATN
74
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$993K 0.42% 100,000 – –
ALUS
75
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$993K 0.42% 100,000 – –
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