CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+10.46%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$156M
AUM Growth
+$156M
Cap. Flow
-$27.4M
Cap. Flow %
-17.6%
Top 10 Hldgs %
73.85%
Holding
68
New
28
Increased
–
Reduced
1
Closed
19

Top Buys

1
GB
Global Blue Group Holding
GB
$10.8M
2
UL icon
Unilever
UL
$6.33M
3
SPRU icon
Spruce Power Holding Corp
SPRU
$5.78M
4
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.05M
5
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$3.74M

Top Sells

1
HPK icon
HighPeak Energy
HPK
$48.3M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$17.9M
3
HSBC icon
HSBC
HSBC
$7.28M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$4.84M
5
MFG icon
Mizuho Financial
MFG
$4.58M

Sector Composition

1 Financials 50.07%
2 Technology 12.57%
3 Consumer Staples 5.03%
4 Consumer Discretionary 1.71%
5 Healthcare 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYG icon
51
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– – 0 – –
ING icon
52
ING
ING
$70.3B
– – -20,155 Closed -$104K
IWM icon
53
iShares Russell 2000 ETF
IWM
$67B
– – 0 – –
LBRDA icon
54
Liberty Broadband Class A
LBRDA
$8.71B
– – -167,719 Closed -$17.9M
MFG icon
55
Mizuho Financial
MFG
$82.2B
– – -1,980,850 Closed -$4.58M
MUFG icon
56
Mitsubishi UFJ Financial
MUFG
$174B
– – -275,000 Closed -$1.01M
NOK icon
57
Nokia
NOK
$23.1B
– – -325,356 Closed -$1.01M
QQQ icon
58
Invesco QQQ Trust
QQQ
$364B
– – -5,000 Closed -$952K
RVPH icon
59
Reviva Pharmaceuticals
RVPH
$30.6M
– – -68,600 Closed -$722K
SAN icon
60
Banco Santander
SAN
$141B
– – -856,479 Closed -$2.01M
SPY icon
61
SPDR S&P 500 ETF Trust
SPY
$658B
– – -3,000 Closed -$773K
BMTX
62
DELISTED
BM Technologies, Inc.
BMTX
– – -60,000 Closed -$617K
ID
63
DELISTED
PARTS iD, Inc.
ID
– – -150,000 Closed -$1.56M
TTCF
64
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– – -470,000 Closed -$4.84M
LACQ
65
DELISTED
Leisure Acquisition Corp.
LACQ
– – -137,000 Closed -$1.43M
LACQW
66
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– – -68,500 Closed -$12K
NEBUW
67
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– – -33,333 Closed -$34K
EBIX
68
DELISTED
Ebix Inc
EBIX
– – 0 – –
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3