CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+5.01%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$308M
AUM Growth
+$308M
Cap. Flow
-$39.7M
Cap. Flow %
-12.89%
Top 10 Hldgs %
43.4%
Holding
123
New
31
Increased
13
Reduced
5
Closed
26

Top Buys

1
BP icon
BP
BP
$22.7M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$13.3M
3
RIO icon
Rio Tinto
RIO
$12.2M
4
HPK icon
HighPeak Energy
HPK
$6.53M
5
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$5.6M

Top Sells

1
TD icon
Toronto Dominion Bank
TD
$58.3M
2
VOD icon
Vodafone
VOD
$19.9M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$15.6M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$7.44M
5
SEGG
Lottery.com
SEGG
$7.29M

Sector Composition

1 Energy 15.29%
2 Financials 14.31%
3 Communication Services 13.71%
4 Materials 5.64%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHR icon
51
Cheer Holding
CHR
$13.8M
$2.06M 0.66% +200,000 New +$2.06M
ACAMU
52
DELISTED
Acamar Partners Acquisition Corp. Units
ACAMU
$2.05M 0.66% 201,000 – –
SSPKU
53
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.03M 0.66% 200,000 – –
TAK icon
54
Takeda Pharmaceutical
TAK
$47.3B
$2.03M 0.66% 103,014 – –
CIICU
55
DELISTED
CIIG Merger Corp. Units
CIICU
$2.03M 0.66% +200,000 New +$2.03M
PAYA
56
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$2.02M 0.65% 200,000 – –
RMG.U
57
DELISTED
RMG Acquisition Corp.
RMG.U
$2.02M 0.65% 199,000 – –
ALUS.U
58
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$2.02M 0.65% +200,000 New +$2.02M
GRSHU
59
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$1.65M 0.53% 150,000 – –
HCCH
60
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$1.55M 0.5% 150,000 +100,000 +200% +$1.03M
NFINU
61
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$1.53M 0.49% +150,000 New +$1.53M
LACQU
62
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$1.49M 0.48% 137,000 – –
YTRA icon
63
Yatra Online
YTRA
$86.3M
$1.39M 0.45% 440,189 +74,587 +20% +$235K
LTM
64
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$1.34M 0.43% 132,084 +7,084 +6% +$72K
MUDSU
65
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.33M 0.43% 125,000 – –
VRT icon
66
Vertiv
VRT
$48.7B
$1.1M 0.36% +100,000 New +$1.1M
THCBU
67
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$1.05M 0.34% 100,000 – –
NKLA
68
DELISTED
Nikola Corporation Common Stock
NKLA
$1.03M 0.33% 100,000 – –
GLEO.U
69
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$1.02M 0.33% +100,000 New +$1.02M
CHPMU
70
DELISTED
CHP Merger Corp. Unit
CHPMU
$1.02M 0.33% +100,000 New +$1.02M
SJ icon
71
Scienjoy Holding
SJ
$27M
$1.01M 0.33% 100,000 – –
MVST icon
72
Microvast
MVST
$864M
$996K 0.32% +100,000 New +$996K
HCACU
73
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$927K 0.3% 85,000 – –
BMTX
74
DELISTED
BM Technologies, Inc.
BMTX
$923K 0.3% 90,000 – –
PSO icon
75
Pearson
PSO
$9.41B
$843K 0.27% 100,000 – –
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