CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+2.02%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$338M
AUM Growth
–
Cap. Flow
+$338M
Cap. Flow %
100%
Top 10 Hldgs %
49.78%
Holding
91
New
85
Increased
–
Reduced
–
Closed
–

Top Buys

1
TD icon
Toronto Dominion Bank
TD
$58.3M
2
LYG icon
Lloyds Banking Group
LYG
$20.9M
3
VOD icon
Vodafone
VOD
$19.9M
4
HPK icon
HighPeak Energy
HPK
$17.7M
5
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$15.6M

Top Sells

No sells this quarter

Sector Composition

1 Financials 34.11%
2 Communication Services 12.73%
3 Energy 7.89%
4 Real Estate 4.62%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TAK icon
51
Takeda Pharmaceutical
TAK
$47.3B
$1.77M 0.52% +103,014 New +$1.77M
GSK icon
52
GSK
GSK
$79.9B
$1.75M 0.51% +40,902 New +$1.75M
GSAH.U
53
DELISTED
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$1.6M 0.47% +150,000 New +$1.6M
GRSHU
54
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$1.58M 0.46% +150,000 New +$1.58M
YTRA icon
55
Yatra Online
YTRA
$86.3M
$1.51M 0.44% +365,602 New +$1.51M
LACQU
56
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$1.46M 0.43% +137,000 New +$1.46M
LTM
57
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$1.39M 0.41% +125,000 New +$1.39M
MUDSU
58
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.36M 0.4% +125,000 New +$1.36M
THCBU
59
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$1.07M 0.31% +100,000 New +$1.07M
NEBUU
60
DELISTED
Nebula Acquisition Corporation Unit
NEBUU
$1.07M 0.31% +100,000 New +$1.07M
ACEL icon
61
Accel Entertainment
ACEL
$977M
$1.03M 0.3% +100,000 New +$1.03M
NKLA
62
DELISTED
Nikola Corporation Common Stock
NKLA
$1.02M 0.3% +100,000 New +$1.02M
SJ icon
63
Scienjoy Holding
SJ
$27M
$1.02M 0.3% +100,000 New +$1.02M
BMTX
64
DELISTED
BM Technologies, Inc.
BMTX
$914K 0.27% +90,000 New +$914K
PSO icon
65
Pearson
PSO
$9.41B
$904K 0.26% +100,000 New +$904K
HCACU
66
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$897K 0.26% +85,000 New +$897K
PVT.U
67
DELISTED
Pivotal Acquisition Corp.
PVT.U
$806K 0.24% +70,000 New +$806K
CHAC.U
68
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$695K 0.2% +63,500 New +$695K
DFBHU
69
DELISTED
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$679K 0.2% +64,500 New +$679K
TMCXW
70
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$667K 0.2% +525,240 New +$667K
RWGE.U
71
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$514K 0.15% +49,000 New +$514K
STNL
72
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$514K 0.15% +50,000 New +$514K
HCCH
73
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$510K 0.15% +50,000 New +$510K
ALDR
74
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
$472K 0.14% +25,000 New +$472K
SINA
75
DELISTED
Sina Corp
SINA
$392K 0.11% +10,000 New +$392K
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