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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$78.8M
AUM Growth
-$88.7M
Cap. Flow
-$128M
Cap. Flow %
-162.23%
Top 10 Hldgs %
98.98%
Holding
48
New
2
Increased
3
Reduced
5
Closed
33

Top Buys

Rank Stock Value
1
STHO icon
Star Holdings Shares of Beneficial Interest
STHO
+$4.91M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$1.87M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$1.34M

Top Sells

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$12.7M
2
KCGI
Kensington Capital Acquisition Corp. V
KCGI
+$10M
3
LCAA
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
+$7.84M
4
SLAM
Slam Corp. Class A Ordinary Share
SLAM
+$6.06M
5
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$6M

Sector Composition

Rank Sector Weight
1 Financials 64.56%
2 Real Estate 16.09%
3 Industrials 7.24%
4 Communication Services 5.92%
5 Technology 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZLS
26
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– –
-135,000
Closed -$1.4M
PEGR
27
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
– –
-60,000
Closed -$622K
TRTL
28
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
– –
-80,000
Closed -$830K
TRTL.U
29
DELISTED
TortoiseEcofin Acquisition Corp. III Units each consisting of one Class A Ordinary Share, and one-fourth of one redeemable warrant
TRTL.U
– –
-150,000
Closed -$1.55M
APCA
30
DELISTED
AP Acquisition Corp
APCA
– –
-100,000
Closed -$1.08M
SWSS
31
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
– –
-68,850
Closed -$712K
LCAA
32
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
– –
-750,000
Closed -$7.84M
KNSW
33
DELISTED
KnightSwan Acquisition Corporation
KNSW
– –
-110,000
Closed -$1.16M
JGGC
34
DELISTED
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
– –
-350,500
Closed -$3.71M
FRBN
35
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
– –
-442,750
Closed -$4.75M
FATH.WS
36
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
– –
-25,000
Closed -$325
ZING
37
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
– –
-405,000
Closed -$4.22M
FRG
38
DELISTED
Franchise Group, Inc.
FRG
– –
-10,000
Closed -$286K
PTRA
39
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-10,574,685
Closed -$12.7M
HMA.U
40
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
– –
-50,000
Closed -$528K
HMA
41
DELISTED
Heartland Media Acquisition Corp.
HMA
– –
-100,000
Closed -$1.05M
ARYE
42
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-523,000
Closed -$5.42M
GLOP
43
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-150,000
Closed -$1.29M
DNAD
44
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-502,000
Closed -$5.2M
DNAB
45
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-272,000
Closed -$2.82M
RENEU
46
DELISTED
Cartesian Growth Corporation II Unit
RENEU
– –
-500,000
Closed -$5.38M
MNTN
47
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
– –
-440,000
Closed -$4.69M
APCA.U
48
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
– –
-100,000
Closed -$1.08M
1
2

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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen Investment Management held 48 positions worth $78.8M, down 53% from $168M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Cowen Investment Management withdrew a net $128M in Q3 2023, closing 33 positions and reducing 5 holdings. Its most notable exit was Proterra Inc. Common Stock, an estimated $12.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 65% of assets, down from 65% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Cowen Investment Management added an estimated $4.91M to Star Holdings Shares of Beneficial Interest.

  • Cowen Investment Management added most to Star Holdings Shares of Beneficial Interest in Q3 2023, an estimated $4.91M increase.
  • Cowen Investment Management's biggest Q3 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $2.77M.
  • Cowen Investment Management fully exited Proterra Inc. Common Stock in Q3 2023, selling an estimated $12.7M.
  • Cowen Investment Management's ten largest holdings make up 99% of its $78.8M portfolio in Q3 2023.
  • Cowen Investment Management opened 2 new positions and closed 33 in Q3 2023.
  • Cowen Investment Management's portfolio value fell 53% quarter-over-quarter to $78.8M.

Based on Cowen Investment Management's 13F filing for Q3 2023, filed 13 Nov 2023.