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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$109M
Cap. Flow
-$144M
Cap. Flow %
-37.62%
Top 10 Hldgs %
42.27%
Holding
251
New
55
Increased
9
Reduced
7
Closed
136

Top Buys

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$15M
2
BNAI
Brand Engagement Network
BNAI
+$12M
3
BZAI
Blaize Holdings
BZAI
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

Rank Sector Weight
1 Financials 66.95%
2 Industrials 8.51%
3 Consumer Discretionary 4.79%
4 Technology 3.75%
5 Healthcare 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARYE
26
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$5.12M 1.34%
+500,000
New +$5.06M
FRBN
27
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
$4.67M 1.22%
+442,750
New +$4.61M
NETC
28
DELISTED
Nabors Energy Transition Corp.
NETC
$4.62M 1.21%
+440,000
New +$4.57M
GSQB
29
DELISTED
G Squared Ascend II Inc.
GSQB
$4.15M 1.08%
400,000
– –
BLEUU
30
DELISTED
bleuacacia ltd Unit
BLEUU
$4.09M 1.07%
400,000
– –
SWSS
31
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
$4.06M 1.06%
+149,626
New +$946K
STHO icon
32
Star Holdings Shares of Beneficial Interest
STHO
$117M
$3.92M 1.02%
+225,204
New +$4.38M
FLYX icon
33
flyExclusive
FLYX
$63.7M
$3.56M 0.93%
+350,000
New +$3.53M
CCVI.U
34
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.54M 0.92%
350,000
– –
GTAC
35
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
$3.14M 0.82%
+300,000
New +$3.12M
ZLS
36
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$3.06M 0.8%
+300,000
New +$3.03M
HCNE
37
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$2.8M 0.73%
275,000
– –
SLAM
38
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$2.79M 0.73%
+270,000
New +$2.76M
LSXMK
39
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2.78M 0.73%
128,211
+38,517
+43% +$1.01M
ZPTA
40
DELISTED
Zapata Computing Holdings Inc. Common Stock
ZPTA
$2.63M 0.69%
+250,000
New +$2.6M
ASBP
41
Aspire Biopharma
ASBP
$9.24M
$2.63M 0.69%
+208
New +$2.6M
RDZN icon
42
Roadzen
RDZN
$113M
$2.61M 0.68%
+250,000
New +$2.59M
BFAC
43
DELISTED
Battery Future Acquisition Corp.
BFAC
$2.61M 0.68%
+250,000
New +$2.59M
DMYS
44
DELISTED
dMY Technology Group, Inc. VI
DMYS
$2.61M 0.68%
255,000
– –
AIRJ
45
Montana Technologies Corp
AIRJ
$458M
$2.56M 0.67%
+250,000
New +$2.55M
MITAU
46
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$2.56M 0.67%
250,000
– –
ACRO
47
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$2.43M 0.63%
+240,000
New +$2.42M
PNST
48
DELISTED
Pinstripes Holdings, Inc.
PNST
$2.29M 0.6%
+220,000
New +$2.27M
ICNC.U
49
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
$2.12M 0.55%
200,000
– –
RRAC
50
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$2.09M 0.55%
+200,000
New +$2.08M
1
2
3 4 5

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen Investment Management held 251 positions worth $383M, down 22% from $492M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen Investment Management withdrew a net $144M in Q1 2023, closing 136 positions and reducing 7 holdings. Its most notable exit was Mitsubishi UFJ Financial, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 50% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Cowen Investment Management opened a new position in Churchill Capital Corp VII Class A Common Stock worth $26.2M.

  • Cowen Investment Management's largest Q1 2023 buy was Churchill Capital Corp VII Class A Common Stock: 2,585,000 shares worth $26.2M.
  • Cowen Investment Management added most to Black Mountain Acquisition Corp. in Q1 2023, an estimated $5.15M increase.
  • Cowen Investment Management's biggest Q1 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $8.46M.
  • Cowen Investment Management fully exited Mitsubishi UFJ Financial in Q1 2023, selling an estimated $15M.
  • Cowen Investment Management's ten largest holdings make up 42% of its $383M portfolio in Q1 2023.
  • Cowen Investment Management opened 55 new positions and closed 136 in Q1 2023.
  • Cowen Investment Management's portfolio value fell 22% quarter-over-quarter to $383M.

Based on Cowen Investment Management's 13F filing for Q1 2023, filed 11 May 2023.