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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$463M
AUM Growth
-$7.59M
Cap. Flow
+$75.3M
Cap. Flow %
16.27%
Top 10 Hldgs %
32.1%
Holding
272
New
24
Increased
8
Reduced
8
Closed
19

Top Buys

Rank Stock Value
1
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$8.97M
2
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.07M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
TMX
Terminix Global Holdings, Inc.
TMX
+$3.63M
5
SCOB
ScION Tech Growth II Class A Ordinary Shares
SCOB
+$3.13M

Top Sells

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$16.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$7.36M
3
HZON
Horizon Acquisition Corporation II
HZON
+$3.98M
4
AGCB
Altimeter Growth Corp 2
AGCB
+$2.47M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 43.59%
2 Consumer Discretionary 11.81%
3 Technology 3.07%
4 Industrials 2.03%
5 Real Estate 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANAC
26
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$3.22M 0.7%
325,000
– –
MIT
27
DELISTED
Mason Industrial Technology, Inc.
MIT
$3.19M 0.69%
325,000
– –
FPAC
28
DELISTED
Far Peak Acquisition Corporation
FPAC
$3.17M 0.68%
320,000
+300,000
+1,500% +$2.96M
SCOB
29
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$3.15M 0.68%
+316,932
New +$3.13M
SCOA
30
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$3.14M 0.68%
315,000
+115,000
+58% +$1.14M
LGAC
31
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$2.98M 0.64%
300,000
+200,000
+200% +$1.97M
SLAMU
32
DELISTED
Slam Corp. Unit
SLAMU
$2.97M 0.64%
300,000
– –
EQHA.U
33
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$2.97M 0.64%
300,000
– –
STRE.U
34
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$2.96M 0.64%
300,000
– –
HCNE
35
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$2.68M 0.58%
275,000
+75,000
+38% +$731K
AGGR
36
DELISTED
Agile Growth Corp
AGGR
$2.68M 0.58%
270,000
– –
SUAC.U
37
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$2.52M 0.54%
250,000
– –
NOAC
38
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$2.5M 0.54%
250,000
– –
SFR
39
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$2.49M 0.54%
250,000
– –
NRACU
40
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$2.48M 0.54%
250,000
– –
LCAA
41
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$2.48M 0.54%
250,000
– –
AGCB
42
DELISTED
Altimeter Growth Corp 2
AGCB
$2.48M 0.54%
250,000
-250,000
-50% -$2.47M
SWETU
43
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$2.47M 0.53%
250,000
– –
MITAU
44
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$2.46M 0.53%
250,000
– –
CPAR
45
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$2.46M 0.53%
250,000
-750,000
-75% -$7.36M
KAHC
46
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$2.46M 0.53%
250,000
+50,000
+25% +$491K
CLBR.U
47
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$2.44M 0.53%
250,000
– –
ABGI
48
DELISTED
ABG Acquisition Corp. I
ABGI
$2.23M 0.48%
225,000
– –
HZON
49
DELISTED
Horizon Acquisition Corporation II
HZON
$2.1M 0.45%
210,000
-400,000
-66% -$3.98M
VMCAU
50
DELISTED
Valuence Merger Corp. I Unit
VMCAU
$2.05M 0.44%
200,000
– –
1
2
3 4 5

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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen Investment Management held 272 positions worth $463M, down 1.6% from $470M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cowen Investment Management deployed $75.3M of net new capital in Q3 2022, opening 24 new positions and adding to 8 existing holdings. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $16.4M trimmed.

  • Cowen Investment Management's largest Q3 2022 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 920,000 shares worth $8.99M.
  • Cowen Investment Management added most to Far Peak Acquisition Corporation in Q3 2022, an estimated $2.96M increase.
  • Cowen Investment Management's biggest Q3 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $16.4M.
  • Cowen Investment Management fully exited Jaws Mustang Acquisition Corp. in Q3 2022, selling an estimated $2.11M.
  • Cowen Investment Management's ten largest holdings make up 32% of its $463M portfolio in Q3 2022.
  • Cowen Investment Management opened 24 new positions and closed 19 in Q3 2022.
  • Cowen Investment Management's portfolio value fell 1.6% quarter-over-quarter to $463M.

Based on Cowen Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.