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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRACU
26
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$2.46M 0.53%
250,000
– –
CVII
27
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$2.46M 0.53%
+250,000
New +$2.45M
LBRDA icon
28
Liberty Broadband Class A
LBRDA
$5.08B
$2.46M 0.53%
15,256
-24,766
-62% -$4.01M
CLBR.U
29
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$2.45M 0.53%
250,000
– –
ENPC
30
DELISTED
Executive Network Partnering Corporation
ENPC
$2.45M 0.53%
250,000
+125,000
+100% +$1.23M
DGNU
31
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$2.44M 0.53%
+250,000
New +$2.48M
EVOJ
32
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$2.42M 0.52%
250,000
– –
LSXMK
33
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2.37M 0.51%
60,243
+54,156
+890% +$2.1M
ICNC.U
34
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
$2.02M 0.44%
+200,000
New +$2.03M
TWCBU
35
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$2.01M 0.43%
200,000
– –
RVACU
36
DELISTED
Riverview Acquisition Corp. Unit
RVACU
$2.01M 0.43%
200,000
– –
GSAQU
37
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
$2.01M 0.43%
200,000
– –
TMPO
38
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$1.99M 0.43%
200,000
– –
BHACU
39
DELISTED
Focus Impact BH3 Acquisition Company Units
BHACU
$1.99M 0.43%
+200,000
New +$2M
TBCPU
40
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$1.99M 0.43%
200,000
– –
GCAC
41
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$1.99M 0.43%
+200,000
New +$1.99M
VTIQU
42
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$1.99M 0.43%
200,000
– –
MLTX icon
43
MoonLake Immunotherapeutics
MLTX
$1.47B
$1.98M 0.43%
+200,000
New +$1.99M
NOGN
44
DELISTED
Nogin, Inc. Common Stock
NOGN
$1.97M 0.43%
+10,000
New +$1.97M
ROSS
45
DELISTED
Ross Acquisition Corp II
ROSS
$1.95M 0.42%
+200,000
New +$1.96M
SPGS
46
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$1.95M 0.42%
200,000
-100,000
-33% -$977K
VCKAU
47
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
$1.95M 0.42%
190,000
-10,000
-5% -$103K
VELO
48
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$1.95M 0.42%
+200,000
New +$1.96M
ACQR
49
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$1.94M 0.42%
+200,000
New +$1.95M
NAACU
50
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
$1.86M 0.4%
+185,000
New +$1.85M
1
2
3 4 5

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.