CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+9.8%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$216M
AUM Growth
+$216M
Cap. Flow
-$36.7M
Cap. Flow %
-17%
Top 10 Hldgs %
43.77%
Holding
196
New
93
Increased
3
Reduced
39
Closed
43

Top Buys

1
ARBGU
Aequi Acquisition Corp. Unit
ARBGU
$3.54M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$2.88M
3
MUDSU
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.32M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Top Sells

1
MVST icon
Microvast
MVST
$7.64M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
UN
Unilever NV New York Registry Shares
UN
$5.58M

Sector Composition

1 Financials 41.91%
2 Healthcare 1.83%
3 Industrials 1.51%
4 Consumer Discretionary 0.92%
5 Consumer Staples 0.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCVX.U
26
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$1.16M 0.53% 100,000 -150,000 -60% -$1.73M
AACQU
27
DELISTED
Artius Acquisition Inc. Unit
AACQU
$1.12M 0.52% 100,000 -100,000 -50% -$1.12M
DFPHU
28
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$1.12M 0.52% 100,000 -50,000 -33% -$561K
PTRA
29
DELISTED
Proterra Inc. Common Stock
PTRA
$1.11M 0.51% +100,000 New +$1.11M
FST.U
30
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
$1.1M 0.51% 100,000 -50,000 -33% -$550K
FTOCU
31
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$1.09M 0.5% 100,000 -150,000 -60% -$1.63M
LOKB.U
32
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$1.09M 0.5% +100,000 New +$1.09M
TALK icon
33
Talkspace
TALK
$445M
$1.08M 0.5% +100,000 New +$1.08M
SEAH.U
34
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$1.08M 0.5% +100,000 New +$1.08M
NMMCU
35
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$1.07M 0.5% 100,000 – –
DEH.U
36
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
$1.07M 0.49% 100,000 – –
YSAC.U
37
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
$1.07M 0.49% +100,000 New +$1.07M
VCVCU
38
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
$1.07M 0.49% +100,000 New +$1.07M
MOTNU
39
DELISTED
Motion Acquisition Corp. Unit
MOTNU
$1.06M 0.49% +100,000 New +$1.06M
FGNA.U
40
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$1.06M 0.49% 100,000 -200,000 -67% -$2.12M
PIAI.U
41
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$1.06M 0.49% 100,000 -100,000 -50% -$1.06M
MACUU
42
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$1.06M 0.49% +100,000 New +$1.06M
MOTV.U
43
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$1.05M 0.49% +100,000 New +$1.05M
TSIAU
44
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
$1.05M 0.49% +100,000 New +$1.05M
ZNTEU
45
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
$1.05M 0.49% +100,000 New +$1.05M
HTPA.U
46
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$1.05M 0.49% +100,000 New +$1.05M
STWOU
47
DELISTED
ACON S2 Acquisition Corp. Unit
STWOU
$1.05M 0.49% 100,000 – –
KSMTU
48
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
$1.05M 0.49% 100,000 – –
OTRAU
49
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$1.05M 0.48% +100,000 New +$1.05M
BSN.U
50
DELISTED
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$1.05M 0.48% 100,000 -200,000 -67% -$2.1M
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