CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+1.33%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$236M
AUM Growth
+$236M
Cap. Flow
+$76.8M
Cap. Flow %
32.54%
Top 10 Hldgs %
48.4%
Holding
112
New
64
Increased
5
Reduced
12
Closed
10

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$7.06M
2
MVST icon
Microvast
MVST
$6.87M
3
AMCX icon
AMC Networks
AMCX
$6.85M
4
ASLE icon
AerSale
ASLE
$6.14M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.01M

Top Sells

1
GB
Global Blue Group Holding
GB
$10.8M
2
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$8.34M
3
SPRU icon
Spruce Power Holding Corp
SPRU
$5.78M
4
GRNVU
GreenVision Acquisition Corp Unit
GRNVU
$3.62M
5
UL icon
Unilever
UL
$3.56M

Sector Composition

1 Financials 35.39%
2 Consumer Discretionary 6.44%
3 Industrials 3.33%
4 Communication Services 3.2%
5 Technology 2.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JWS.U
26
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$2.21M 0.93% 200,000 – –
LOAK.U
27
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$2.11M 0.89% 200,000 – –
JIH
28
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$2.09M 0.88% +200,000 New +$2.09M
AACQU
29
DELISTED
Artius Acquisition Inc. Unit
AACQU
$2.08M 0.87% +200,000 New +$2.08M
LGVW.U
30
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$2.03M 0.85% 200,000 -300,000 -60% -$3.05M
ETACU
31
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$2.02M 0.85% +200,000 New +$2.02M
PIAI.U
32
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$2M 0.84% +200,000 New +$2M
AHACU
33
DELISTED
Alpha Healthcare Acquisition Corp. Unit
AHACU
$1.98M 0.83% +200,000 New +$1.98M
PRPB.U
34
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$1.81M 0.76% +175,000 New +$1.81M
LCID icon
35
Lucid Motors
LCID
$6.08B
$1.71M 0.72% +175,000 New +$1.71M
DFPHU
36
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$1.64M 0.69% 150,000 – –
TREB.U
37
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$1.62M 0.68% 150,000 +50,000 +50% +$540K
QELLU
38
DELISTED
Qell Acquisition Corp. Unit
QELLU
$1.52M 0.64% +150,000 New +$1.52M
CLNN icon
39
Clene
CLNN
$53.1M
$1.51M 0.63% 138,807 – –
SBG.U
40
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
$1.5M 0.63% +150,000 New +$1.5M
FST.U
41
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
$1.5M 0.63% +150,000 New +$1.5M
BCS icon
42
Barclays
BCS
$68.9B
$1.39M 0.59% 278,058 – –
ORGN icon
43
Origin Materials
ORGN
$80.2M
$1.39M 0.59% +140,000 New +$1.39M
PSTH
44
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.14M 0.48% +50,000 New +$1.14M
WPF.U
45
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
$1.13M 0.47% 100,000 -250,000 -71% -$2.82M
ACND.U
46
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
$1.05M 0.44% +100,000 New +$1.05M
NPAUU
47
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.05M 0.44% 100,000 – –
DFNS.U
48
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$1.04M 0.44% 100,000 – –
TNGX icon
49
Tango Therapeutics
TNGX
$747M
$1.04M 0.44% +100,000 New +$1.04M
GRSVU
50
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$1.04M 0.44% +100,000 New +$1.04M
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