CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$173M
AUM Growth
-$135M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$52.7M
2
+$23.8M
3
+$7.28M
4
MFG icon
Mizuho Financial
MFG
+$4.58M
5
LBRDA icon
Liberty Broadband Class A
LBRDA
+$1.9M

Top Sells

1
+$22.7M
2
+$12.2M
3
+$10.1M
4
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
+$6.35M
5
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$5.66M

Sector Composition

1 Financials 47.25%
2 Energy 27.97%
3 Communication Services 11.69%
4 Consumer Staples 3.64%
5 Healthcare 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$141K 0.08%
150,000
27
$105K 0.06%
+150,000
28
$104K 0.06%
+20,155
29
$100K 0.06%
+13,850
30
$90K 0.05%
66,666
31
$69K 0.04%
275,000
-125,000
32
$54K 0.03%
100,000
-50,000
33
$44K 0.03%
125,000
-125,000
34
$39K 0.02%
+100,000
35
$34K 0.02%
33,333
36
$15K 0.01%
154,300
37
$12K 0.01%
+68,500
38
– –
0
39
– –
-300,000
40
– –
-100,000
41
– –
-3,333
42
– –
-74,405
43
– –
-300,000
44
– –
-550,000
45
– –
-200,000
46
– –
-300,000
47
– –
-600,187
48
– –
-685,872
49
– –
-20,000
50
– –
-96,206
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