CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+2.02%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$338M
AUM Growth
–
Cap. Flow
+$338M
Cap. Flow %
100%
Top 10 Hldgs %
49.78%
Holding
91
New
85
Increased
–
Reduced
–
Closed
–

Top Buys

1
TD icon
Toronto Dominion Bank
TD
$58.3M
2
LYG icon
Lloyds Banking Group
LYG
$20.9M
3
VOD icon
Vodafone
VOD
$19.9M
4
HPK icon
HighPeak Energy
HPK
$17.7M
5
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$15.6M

Top Sells

No sells this quarter

Sector Composition

1 Financials 34.11%
2 Communication Services 12.73%
3 Energy 7.89%
4 Real Estate 4.62%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EQOS
26
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$4M 1.17% +400,000 New +$4M
FMCIU
27
DELISTED
Forum Merger II Corporation Unit
FMCIU
$3.95M 1.16% +369,052 New +$3.95M
SAN icon
28
Banco Santander
SAN
$141B
$3.85M 1.13% +956,479 New +$3.85M
GLIBA
29
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$3.45M 1.01% +55,602 New +$3.45M
MFAC.U
30
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$3.44M 1.01% +328,900 New +$3.44M
PACQU
31
DELISTED
Pure Acquisition Corp. Unit
PACQU
$3.33M 0.97% +310,000 New +$3.33M
GMHIU
32
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$3.2M 0.94% +302,000 New +$3.2M
CLNN icon
33
Clene
CLNN
$53.1M
$3.09M 0.9% +300,000 New +$3.09M
BROG
34
DELISTED
Brooge Energy
BROG
$3.07M 0.9% +300,000 New +$3.07M
GXGXU
35
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$3.06M 0.9% +300,000 New +$3.06M
UTZ icon
36
Utz Brands
UTZ
$1.16B
$3.06M 0.9% +300,000 New +$3.06M
FSR
37
DELISTED
Fisker Inc.
FSR
$3.03M 0.89% +300,000 New +$3.03M
SHLL.U
38
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$3.02M 0.89% +300,000 New +$3.02M
ALTG icon
39
Alta Equipment Group
ALTG
$267M
$2.98M 0.87% +300,000 New +$2.98M
FWONA icon
40
Liberty Media Series A
FWONA
$22.5B
$2.91M 0.85% +73,393 New +$2.91M
FTACU
41
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$2.78M 0.81% +260,000 New +$2.78M
LCAHU
42
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$2.34M 0.68% +231,300 New +$2.34M
BCS icon
43
Barclays
BCS
$68.9B
$2.31M 0.68% +315,258 New +$2.31M
CCX.U
44
DELISTED
Churchill Capital Corp II
CCX.U
$2.1M 0.62% +200,000 New +$2.1M
ACAMU
45
DELISTED
Acamar Partners Acquisition Corp. Units
ACAMU
$2.04M 0.6% +201,000 New +$2.04M
SSPKU
46
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.02M 0.59% +200,000 New +$2.02M
PAYA
47
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$2.01M 0.59% +200,000 New +$2.01M
RMG.U
48
DELISTED
RMG Acquisition Corp.
RMG.U
$2.01M 0.59% +199,000 New +$2.01M
VVNT
49
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$1.91M 0.56% +185,000 New +$1.91M
RVPH icon
50
Reviva Pharmaceuticals
RVPH
$30.6M
$1.81M 0.53% +175,000 New +$1.81M
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