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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTOCU
301
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
– –
-50,000
Closed -$496
9 10 11 12
13

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B
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XS
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AH
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MFAM
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RCI
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.