CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KNSW.U
276
DELISTED
KnightSwan Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
KNSW.U
– – -50,000 Closed -$501K
PIAI.U
277
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
– – -45,000 Closed -$447K
BWAC
278
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– – -100,000 Closed -$1.03M
MLAC
279
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– – -25,000 Closed -$253K
EVOJ
280
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
– – -250,000 Closed -$2.46M
BMAQU
281
DELISTED
Blockchain Moon Acquisition Corp. Units
BMAQU
– – -40,000 Closed -$412K
NOGN
282
DELISTED
Nogin, Inc. Common Stock
NOGN
– – -150,000 Closed -$1.5M
SPKB
283
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
– – -100,000 Closed -$979K
HPX
284
DELISTED
HPX Corp.
HPX
– – -100,000 Closed -$992K
MSAC
285
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
– – -100,000 Closed -$978K
SCMAU
286
DELISTED
Seaport Calibre Materials Acquisition Corp. Unit
SCMAU
– – -50,000 Closed -$499K
FOXWU
287
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
– – -40,000 Closed -$409K
NAACU
288
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
– – -185,000 Closed -$1.84M
GACQU
289
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– – -40,000 Closed -$403K
DAOO
290
DELISTED
Crypto 1 Acquisition Corp Class A Ordinary Shares
DAOO
– – -100,000 Closed -$989K
JOFF
291
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
– – -25,000 Closed -$244K
FLACU
292
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
– – -40,000 Closed -$400K
VCKAU
293
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
– – -190,000 Closed -$1.96M
LMAOU
294
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
– – -90,000 Closed -$931K
BOAS.U
295
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
– – -100,000 Closed -$997K
ENPC
296
DELISTED
Executive Network Partnering Corporation
ENPC
– – -250,000 Closed -$2.46M
HIGA.U
297
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
– – -30,000 Closed -$298K
NLITU
298
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
– – -95,000 Closed -$965K
DWIN.U
299
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– – -150,000 Closed -$1.51M
RVACU
300
DELISTED
Riverview Acquisition Corp. Unit
RVACU
– – -200,000 Closed -$2M
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