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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$464M
AUM Growth
+$403M
Cap. Flow
+$140M
Cap. Flow %
30.11%
Top 10 Hldgs %
44.98%
Holding
301
New
78
Increased
13
Reduced
24
Closed
58

Top Buys

Rank Stock Value
1
PTRA
Proterra Inc. Common Stock
PTRA
+$44.5M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.6M
3
SNTI icon
Senti Biosciences Holdings
SNTI
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

Rank Stock Value
1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.5M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.01M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

Rank Sector Weight
1 Financials 35.63%
2 Consumer Discretionary 21.08%
3 Technology 3.3%
4 Healthcare 2.73%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACKIU
276
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
– –
-75,000
Closed -$767
RBAC
277
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-200,000
Closed -$1.97K
DSAC
278
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-50,000
Closed -$490
PSTH.WS
279
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-90,981
Closed -$117
PRPB
280
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-100,000
Closed -$982
MIC
281
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-95,252
Closed -$3.86K
TCACU
282
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
– –
-150,000
Closed -$1.5K
ATSPU
283
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
– –
-50,000
Closed -$498
CHPM
284
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-150,000
Closed -$1.5K
PPGHU
285
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
– –
-100,000
Closed -$1.03K
GMBTU
286
DELISTED
Pivotal Holdings Corp Unit
GMBTU
– –
-50,000
Closed -$505
SPAQ.U
287
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-100,000
Closed -$1.02K
ENNVU
288
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
– –
-100,000
Closed -$1K
SEAH
289
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-75,000
Closed -$752
EUSG
290
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-25,000
Closed -$248
EUSGU
291
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
– –
-50,000
Closed -$524
DGNS
292
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-415,000
Closed -$4.13K
GIGGU
293
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-100,000
Closed -$1.02K
THMAU
294
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-200,000
Closed -$2.02K
ENFAU
295
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
– –
-150,000
Closed -$1.55K
BCYPU
296
DELISTED
Big Cypress Acquisition Corp. Unit
BCYPU
– –
-100,000
Closed -$1.11K
KCAC
297
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-40,000
Closed -$331
MAAC
298
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-10,000
Closed -$94
ACAHU
299
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
– –
-25,000
Closed -$247
IPVF.U
300
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-100,000
Closed -$1.01K
9 10 11
12
13

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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen Investment Management held 301 positions worth $464M, up 664% from $60.7M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Investment Management deployed $140M of net new capital in Q4 2021, opening 78 new positions and adding to 13 existing holdings. Its largest new stake was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 0.22% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Yellowstone Acquisition Company, an estimated $8.5M trimmed.

  • Cowen Investment Management's largest Q4 2021 buy was Franklin BSP Realty Trust: 346,937 shares worth $5.18M.
  • Cowen Investment Management added most to Proterra Inc. Common Stock in Q4 2021, an estimated $44.5M increase.
  • Cowen Investment Management's biggest Q4 2021 reduction was Yellowstone Acquisition Company, cutting an estimated $8.5M.
  • Cowen Investment Management fully exited Armada Acquisition Corp. I Unit in Q4 2021, selling an estimated $12.3K.
  • Cowen Investment Management's ten largest holdings make up 45% of its $464M portfolio in Q4 2021.
  • Cowen Investment Management opened 78 new positions and closed 58 in Q4 2021.
  • Cowen Investment Management's portfolio value rose 664% quarter-over-quarter to $464M.

Based on Cowen Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.