CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$463M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DSAC
276
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-50,000
Closed -$490
PSTH.WS
277
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-90,981
Closed -$117
PRPB
278
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-100,000
Closed -$982
MIC
279
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-95,252
Closed -$3.86K
TCACU
280
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
– –
-150,000
Closed -$1.5K
DIDI
281
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
0
– –
ATSPU
282
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
– –
-50,000
Closed -$498
CHPM
283
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-150,000
Closed -$1.5K
PPGHU
284
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
– –
-100,000
Closed -$1.03K
GMBTU
285
DELISTED
Pivotal Holdings Corp Unit
GMBTU
– –
-50,000
Closed -$505
SPAQ.U
286
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-100,000
Closed -$1.02K
ENNVU
287
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
– –
-100,000
Closed -$1K
SEAH
288
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-75,000
Closed -$752
EUSG
289
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-25,000
Closed -$248
EUSGU
290
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
– –
-50,000
Closed -$524
DGNS
291
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-415,000
Closed -$4.13K
GIGGU
292
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-100,000
Closed -$1.02K
THMAU
293
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-200,000
Closed -$2.02K
ENFAU
294
DELISTED
890 5th Avenue Partners, Inc. Unit
ENFAU
– –
-150,000
Closed -$1.55K
BCYPU
295
DELISTED
Big Cypress Acquisition Corp. Unit
BCYPU
– –
-100,000
Closed -$1.11K
KCAC
296
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-40,000
Closed -$331
MAAC
297
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-10,000
Closed -$94
ACAHU
298
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
– –
-25,000
Closed -$247
IPVF.U
299
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-100,000
Closed -$1.01K
PTOCU
300
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
– –
-50,000
Closed -$496
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