CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
3
SNTI icon
Senti Biosciences
SNTI
$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LSXMA
251
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-48,023
Closed -$1.66K
AACIU
252
DELISTED
Armada Acquisition Corp. I Unit
AACIU
– –
-1,235,000
Closed -$12.3K
SHPW
253
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-1,250
Closed -$77
OSG
254
DELISTED
Overseas Shipholding Group Inc.
OSG
– –
-110,956
Closed -$231
CONXU
255
DELISTED
CONX Corp. Unit
CONXU
– –
-25,000
Closed -$251
MTBL
256
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-171,100
Closed -$238
CPTK.U
257
DELISTED
Crown PropTech Acquisitions Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CPTK.U
– –
-100,000
Closed -$982
EQRX
258
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-125,000
Closed -$1.24K
LFLY
259
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-3,500
Closed -$699
GFX.U
260
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-20,000
Closed -$200
AFTR.U
261
DELISTED
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
– –
-37,765
Closed -$376
SNRHU
262
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-30,000
Closed -$302
BSGAU
263
DELISTED
Blue Safari Group Acquisition Corp. Unit
BSGAU
– –
-50,000
Closed -$511
GLS
264
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-155,000
Closed -$1.54K
RAMMU
265
DELISTED
Aries I Acquisition Corporation Unit
RAMMU
– –
-50,000
Closed -$509
KINZU
266
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-35,000
Closed -$355
FPAC
267
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-150,000
Closed -$1.49K
BIOTU
268
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-125,000
Closed -$1.26K
FINMU
269
DELISTED
Marlin Technology Corporation Unit
FINMU
– –
-25,000
Closed -$250
GIIX
270
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
– –
-200,000
Closed -$1.97K
LGV.U
271
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-75,000
Closed -$761
SCLEU
272
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
– –
-100,000
Closed -$989
AUS
273
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-300,000
Closed -$2.98K
ACKIU
274
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
– –
-75,000
Closed -$767
RBAC
275
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-200,000
Closed -$1.97K
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