CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$463M
AUM Growth
+$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$44.5M
2
+$5.6M
3
+$4.98M
4
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.5M
5
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.5M

Top Sells

1
+$8.5M
2
+$4.01M
3
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.99M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
– –
0
252
– –
0
253
– –
-450,000
254
– –
0
255
– –
-50,000
256
– –
-48,023
257
– –
-1,235,000
258
– –
-1,250
259
– –
-110,956
260
– –
-25,000
261
– –
-171,100
262
– –
-100,000
263
– –
-125,000
264
– –
-3,500
265
– –
-20,000
266
– –
-37,765
267
– –
-30,000
268
– –
-50,000
269
– –
-155,000
270
– –
-50,000
271
– –
-35,000
272
– –
-150,000
273
– –
-125,000
274
– –
-25,000
275
– –
-200,000
8 9 10
11
12