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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$109M
Cap. Flow
-$144M
Cap. Flow %
-37.62%
Top 10 Hldgs %
42.27%
Holding
251
New
55
Increased
9
Reduced
7
Closed
136

Top Buys

Rank Stock Value
1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$26M
2
CCVI
Churchill Capital Corp VI
CCVI
+$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
+$12.6M
4
MTVC
Motive Capital Corp II
MTVC
+$10.6M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.65M

Top Sells

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$15M
2
BNAI
Brand Engagement Network
BNAI
+$12M
3
BZAI
Blaize Holdings
BZAI
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

Rank Sector Weight
1 Financials 66.95%
2 Industrials 8.51%
3 Consumer Discretionary 4.79%
4 Technology 3.75%
5 Healthcare 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCIU
226
DELISTED
AMCI Acquisition Corp II Units
AMCIU
– –
-150,000
Closed -$1.5M
GSQD.U
227
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
– –
-85,000
Closed -$857K
MIT.U
228
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-100,000
Closed -$1M
MIT
229
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-112,500
Closed -$1.12M
CPAR
230
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
– –
-250,000
Closed -$2.52M
SVFA
231
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-500,000
Closed -$5.05M
JCIC
232
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
– –
-500,000
Closed -$5.07M
TZPSU
233
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
– –
-100,000
Closed -$1.01M
AEACU
234
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
– –
-50,000
Closed -$505K
FCAX.U
235
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
– –
-100,000
Closed -$990K
PACX
236
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
– –
-100,000
Closed -$1.01M
POWRU
237
DELISTED
Powered Brands Units
POWRU
– –
-100,000
Closed -$1.01M
GLS.WS
238
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
– –
-100,000
Closed -$890
KAIRU
239
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-75,000
Closed -$755K
LJAQW
240
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
– –
-50,000
Closed -$7.4K
IVCAU
241
DELISTED
Investcorp AI Acquisition Corp. Unit
IVCAU
– –
-100,000
Closed -$1.03M
NVAC
242
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
– –
-100,000
Closed -$1.01M
IVCBU
243
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
– –
-75,000
Closed -$779K
TWLVU
244
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
– –
-50,000
Closed -$503K
PEPLU
245
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
– –
-100,000
Closed -$1.01M
NRACU
246
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-250,000
Closed -$2.52M
FSNB.U
247
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-150,000
Closed -$1.5M
TWCBU
248
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
– –
-200,000
Closed -$1.98M
CORS.U
249
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
– –
-100,000
Closed -$988K
LVACU
250
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
– –
-100,000
Closed -$1.02M
7 8 9
10
11

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen Investment Management held 251 positions worth $383M, down 22% from $492M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen Investment Management withdrew a net $144M in Q1 2023, closing 136 positions and reducing 7 holdings. Its most notable exit was Mitsubishi UFJ Financial, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 50% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Cowen Investment Management opened a new position in Churchill Capital Corp VII Class A Common Stock worth $26.2M.

  • Cowen Investment Management's largest Q1 2023 buy was Churchill Capital Corp VII Class A Common Stock: 2,585,000 shares worth $26.2M.
  • Cowen Investment Management added most to Black Mountain Acquisition Corp. in Q1 2023, an estimated $5.15M increase.
  • Cowen Investment Management's biggest Q1 2023 reduction was Sumitomo Mitsui Financial, cutting an estimated $8.46M.
  • Cowen Investment Management fully exited Mitsubishi UFJ Financial in Q1 2023, selling an estimated $15M.
  • Cowen Investment Management's ten largest holdings make up 42% of its $383M portfolio in Q1 2023.
  • Cowen Investment Management opened 55 new positions and closed 136 in Q1 2023.
  • Cowen Investment Management's portfolio value fell 22% quarter-over-quarter to $383M.

Based on Cowen Investment Management's 13F filing for Q1 2023, filed 11 May 2023.