CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-2.88%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$463M
AUM Growth
+$402M
Cap. Flow
+$132M
Cap. Flow %
28.61%
Top 10 Hldgs %
45.07%
Holding
300
New
74
Increased
13
Reduced
22
Closed
57

Top Buys

1
PTRA
Proterra Inc. Common Stock
PTRA
+$38.4M
2
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
3
SNTI icon
Senti Biosciences
SNTI
+$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.51M

Top Sells

1
YSAC
Yellowstone Acquisition Company
YSAC
+$8.53M
2
LBRDA icon
Liberty Broadband Class A
LBRDA
+$3.99M
3
QNGY
Quanergy Systems, Inc.
QNGY
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RMGCU
226
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$249K 0.05%
25,000
– –
RXRAU
227
DELISTED
RXR Acquisition Corp. Units
RXRAU
$248K 0.05%
25,000
– –
PSAGU
228
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$247K 0.05%
25,000
– –
JOBS
229
DELISTED
51job, Inc.
JOBS
$245K 0.05%
+5,000
New +$245K
STCN
230
DELISTED
Steel Connect, Inc. Common Stock
STCN
$185K 0.04%
14,160
+789
+6% +$10.3K
ASAQ.WS
231
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$149K 0.03%
297,915
– –
APGB.WS
232
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$95K 0.02%
100,000
– –
LFLYW
233
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$48K 0.01%
+45,385
New +$48K
GRABW icon
234
Grab Holdings Limited Warrant
GRABW
$9.88M
$42K 0.01%
+20,000
New +$42K
VEDL
235
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$30K 0.01%
1,822
-45,955
-96% -$757K
ENPC.WS
236
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$21K ﹤0.01%
31,250
– –
ADOCW
237
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$13K ﹤0.01%
65,000
– –
AGAE icon
238
Allied Gaming & Entertainment
AGAE
$37.2M
– –
-77,498
Closed -$137
ARKK icon
239
ARK Innovation ETF
ARKK
$7.57B
– –
0
– –
AUR icon
240
Aurora
AUR
$10.6B
– –
-1,000,000
Closed -$9.93K
BTMD icon
241
Biote Corp
BTMD
$109M
– –
-100,000
Closed -$974
PIII icon
242
P3 Health Partners
PIII
$28.7M
– –
-6,370
Closed -$3.14K
PIIIW icon
243
P3 Health Partners Inc. Warrant
PIIIW
$1.71M
– –
-100,000
Closed -$88
PL icon
244
Planet Labs
PL
$2.93B
– –
-325,000
Closed -$3.22K
RCL icon
245
Royal Caribbean
RCL
$95.4B
– –
0
– –
SIRI icon
246
SiriusXM
SIRI
$8.23B
– –
0
– –
SPY icon
247
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
SYM icon
248
Symbotic
SYM
$5.3B
– –
-450,000
Closed -$4.42K
XBI icon
249
SPDR S&P Biotech ETF
XBI
$5.33B
– –
0
– –
GRDI
250
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
– –
-50,000
Closed -$487
8 9
10
11 12