CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$463M
AUM Growth
+$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$38.4M
2
+$5.18M
3
+$4.93M
4
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$4.52M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$4.51M

Top Sells

1
+$8.53M
2
+$3.99M
3
+$3M
4
SWSSU
Clean Energy Special Situations Corp. Unit
SWSSU
+$2.01M
5
GRNA
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
+$1.98M

Sector Composition

1 Financials 35.7%
2 Consumer Discretionary 21.13%
3 Technology 3.2%
4 Healthcare 2.84%
5 Industrials 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$249K 0.05%
25,000
227
$248K 0.05%
25,000
228
$247K 0.05%
25,000
229
$245K 0.05%
+5,000
230
$185K 0.04%
14,160
+789
231
$149K 0.03%
297,915
232
$95K 0.02%
100,000
233
$48K 0.01%
+45,385
234
$42K 0.01%
+20,000
235
$30K 0.01%
1,822
-45,955
236
$21K ﹤0.01%
31,250
237
$13K ﹤0.01%
65,000
238
– –
0
239
– –
-50,000
240
– –
-415,000
241
– –
-50,000
242
– –
-100,000
243
– –
-100,000
244
– –
-75,000
245
– –
-25,000
246
– –
-50,000
247
– –
-200,000
248
– –
-77,498
249
– –
0
250
– –
-1,000,000
8 9
10
11 12