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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$6.93M
Cap. Flow %
6.25%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.25M
2
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$890K
3
SRET icon
Global X SuperDividend REIT ETF
SRET
+$711K
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$705K
5
PG icon
Procter & Gamble
PG
+$703K

Top Sells

Rank Stock Value
1
GLOP
GASLOG PARTNERS LP
GLOP
+$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$751K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$692K
5
CVS icon
CVS Health
CVS
+$624K

Sector Composition

Rank Sector Weight
1 Technology 11.49%
2 Healthcare 8.76%
3 Financials 6.78%
4 Consumer Discretionary 6.35%
5 Communication Services 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REM icon
76
iShares Mortgage Real Estate ETF
REM
$539M
$596K 0.54%
12,724
-730
-5% -$31.6K
CRM icon
77
Salesforce
CRM
$151B
$592K 0.53%
3,131
+16
+0.5% +$2.51K
VZ icon
78
Verizon
VZ
$195B
$588K 0.53%
10,025
+381
+4% +$23K
ISRG icon
79
Intuitive Surgical
ISRG
$127B
$564K 0.51%
2,877
-3
-0.1% -$562
FMY
80
First Trust Mortgage Income Fund
FMY
$49M
$561K 0.51%
39,955
-1,984
-5% -$27.7K
AMT icon
81
American Tower
AMT
$80.8B
$559K 0.5%
2,200
– –
FTSM icon
82
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$541K 0.49%
8,989
+750
+9% +$45.1K
RIGS icon
83
ALPS Strategic Income Fund
RIGS
$60.1M
$535K 0.48%
21,548
-595
-3% -$14.8K
NEE icon
84
NextEra Energy
NEE
$181B
$531K 0.48%
7,800
– –
PANW icon
85
Palo Alto Networks
PANW
$270B
$509K 0.46%
12,372
+2,166
+21% +$81.9K
NMFC icon
86
New Mountain Finance
NMFC
$651M
$507K 0.46%
35,425
-1,530
-4% -$20.7K
IWV icon
87
iShares Russell 3000 ETF
IWV
$19.6B
$504K 0.45%
+2,572
New +$464K
BSCO
88
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$488K 0.44%
22,515
+410
+2% +$8.78K
GMF icon
89
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$425M
$471K 0.42%
4,586
+6
+0.1% +$591
IGR
90
CBRE Global Real Estate Income Fund
IGR
$709M
$468K 0.42%
56,120
-2,061
-4% -$16.3K
MCO icon
91
Moody's
MCO
$82.8B
$463K 0.42%
1,708
-168
-9% -$37.3K
MLM icon
92
Martin Marietta Materials
MLM
$31.5B
$459K 0.41%
1,748
+159
+10% +$42.4K
IGHG icon
93
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
$447K 0.4%
5,839
-556
-9% -$42.1K
SCHM icon
94
Schwab US Mid-Cap ETF
SCHM
$14.5B
$447K 0.4%
21,852
+15
+0.1% +$290
UTF icon
95
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$447K 0.4%
16,445
+1,260
+8% +$33.1K
PDP icon
96
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$441K 0.4%
6,440
+200
+3% +$12.4K
JFR icon
97
Nuveen Floating Rate Income Fund
JFR
$1.24B
$439K 0.4%
42,461
-1,628
-4% -$15.6K
SHM icon
98
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$437K 0.39%
8,850
+1,500
+20% +$73.5K
GII icon
99
State Street SPDR S&P Global Infrastructure ETF
GII
$928M
$431K 0.39%
7,600
+1,500
+25% +$80.9K
ADP icon
100
Automatic Data Processing
ADP
$106B
$429K 0.39%
2,410
+1
+0% +$166
2 3
4
5 6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Rock Wealth Management held 176 positions worth $111M, up 15% from $96.3M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Rock Wealth Management deployed $6.93M of net new capital in Q4 2019, opening 18 new positions and adding to 90 existing holdings. Its largest new stake was Thermo Fisher Scientific: 4,130 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $751K trimmed.

  • Castle Rock Wealth Management's largest Q4 2019 buy was Thermo Fisher Scientific: 4,130 shares worth $1.4M.
  • Castle Rock Wealth Management added most to Procter & Gamble in Q4 2019, an estimated $703K increase.
  • Castle Rock Wealth Management's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $751K.
  • Castle Rock Wealth Management fully exited GASLOG PARTNERS LP in Q4 2019, selling an estimated $1.71M.
  • Castle Rock Wealth Management's ten largest holdings make up 21% of its $111M portfolio in Q4 2019.
  • Castle Rock Wealth Management opened 18 new positions and closed 9 in Q4 2019.
  • Castle Rock Wealth Management's portfolio value rose 15% quarter-over-quarter to $111M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.