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CC
Caspian Capital Portfolio holdings
AUM
$103M
This Fund
S&P 500
This Quarter
Est. Return
-24.75%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$456M
AUM Growth
-$76.8M
(-14%)
Cap. Flow
-$17.4M
Cap. Flow
% of AUM
-3.82%
Top 10 Holdings %
Top 10 Hldgs %
96.8%
Holding
20
New
4
Increased
4
Reduced
1
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DYN
Dynegy, Inc.
DYN
|
+$11M |
| 2 |
Transocean
RIG
|
+$6.25M |
| 3 |
Star Bulk Carriers
SBLK
|
+$3.87M |
| 4 |
DYN.PRA
Dynegy Inc.
DYN.PRA
|
+$1.29M |
| 5 |
MPO
MIDSTATES PETE CO INC COM NEW
MPO
|
+$4.07K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
I
INTELSAT S. A.
I
|
+$4.06M |
| 2 |
CCLP
CSI Compressco LP
CCLP
|
+$1.14M |
| 3 |
AMBC.WS
Ambac Financial Group
AMBC.WS
|
+$995K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 12.7% |
| 2 | Communication Services | 4.1% |
| 3 | Energy | 1.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $244M | 53.4% |
+2,925,000
| New | +$253M |
|
2
PUT
Encore Capital Group
ECPG
$2.02B
| $34.6M | 7.59% |
936,400
+191,400
| +26% | +$7.82M |
|
|
3
Star Bulk Carriers
SBLK
$3.25B
| $33.5M | 7.35% |
3,272,916
+295,042
| +10% | +$3.87M |
|
|
DYN
4
CALL
DELISTED
Dynegy, Inc.
DYN
| $29.9M | 6.55% |
+1,445,000
| New | +$36.7M |
|
|
DYN.PRA
5
DELISTED
Dynegy Inc.
DYN.PRA
| $27.2M | 5.96% |
338,900
+13,900
| +4% | +$1.29M |
|
|
NSM
6
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
| $20.3M | 4.45% |
1,463,600
-10,172,400
| -87% | -$171M |
|
7
Enpro
NPO
$6.61B
| $19M | 4.16% |
484,347
| – | – |
|
8
Globalstar
GSAT
$10.3B
| $18.7M | 4.1% |
793,951
| – | – |
|
|
DYN
9
DELISTED
Dynegy, Inc.
DYN
| $8.97M | 1.97% |
+433,927
| New | +$11M |
|
|
10
Transocean
RIG
$5.62B
| $5.81M | 1.27% |
+450,000
| New | +$6.25M |
|
11
INNOVATE Corp
VATE
$111M
| $5.42M | 1.19% |
77,262
| – | – |
|
|
MPO
12
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
| $1.48M | 0.33% |
241,138
+796
| +0.3% | +$4.07K |
|
13
PUT
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| – | – |
-1,910,000
| Closed | -$97.4M |
|
|
X
14
PUT
DELISTED
US Steel
X
| – | – |
-292,000
| Closed | -$6.02M |
|
|
CCLP
15
DELISTED
CSI Compressco LP
CCLP
| – | – |
-63,993
| Closed | -$1.14M |
|
|
AMBC.WS
16
DELISTED
Ambac Financial Group
AMBC.WS
| – | – |
-130,888
| Closed | -$995K |
|
|
I
17
DELISTED
INTELSAT S. A.
I
| – | – |
-409,579
| Closed | -$4.06M |
|
|
DYN.PRA
18
CALL
DELISTED
Dynegy Inc.
DYN.PRA
| – | – |
-415,000
| Closed | -$41.3M |
|
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Caspian Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Caspian Capital held 20 positions worth $456M, down 14% from $533M the previous quarter. Its ten largest holdings account for 97% of the portfolio.
Caspian Capital withdrew a net $17.4M in Q3 2015, closing 6 positions and reducing 1 holding. Its most notable exit was INTELSAT S. A., an estimated $4.06M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 13% of assets, down from 15% a quarter earlier, followed by Communication Services and Energy.
Against the trend, Caspian Capital opened a new position in Dynegy, Inc. worth $8.97M.
- Caspian Capital's largest Q3 2015 buy was Dynegy, Inc.: 433,927 shares worth $8.97M.
- Caspian Capital added most to Star Bulk Carriers in Q3 2015, an estimated $3.87M increase.
- Caspian Capital fully exited INTELSAT S. A. in Q3 2015, selling an estimated $4.06M.
- Caspian Capital's ten largest holdings make up 97% of its $456M portfolio in Q3 2015.
- Caspian Capital opened 4 new positions and closed 6 in Q3 2015.
- Caspian Capital's portfolio value fell 14% quarter-over-quarter to $456M.
Based on Caspian Capital's 13F filing for Q3 2015, filed 16 Nov 2015.