CC

Caspian Capital Portfolio holdings

AUM $151M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$128M
AUM Growth
-$33.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
19
New
Increased
Reduced
Closed

Top Buys

1
+$11M
2
+$6.25M
3
+$3.87M
4
DYN.PRA
Dynegy Inc.
DYN.PRA
+$1.29M
5
MPO
MIDSTATES PETE CO INC COM NEW
MPO
+$4.07K

Top Sells

1
+$4.06M
2
+$1.14M
3
+$995K

Sector Composition

1 Industrials 45.34%
2 Communication Services 14.63%
3 Energy 5.71%
4 Financials 0%
5 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$33.5M 26.25%
3,272,916
+295,042
2
$27.2M 21.29%
338,900
+13,900
3
$19M 14.85%
484,347
4
$18.7M 14.63%
793,951
5
$8.97M 7.02%
+433,927
6
$5.81M 4.55%
+450,000
7
$5.42M 4.24%
77,262
8
$1.48M 1.16%
241,138
+796
9
– –
0
10
– –
0
11
– –
0
12
– –
0
13
– –
-63,993
14
– –
-130,888
15
– –
-409,579
16
– –
0