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CC
Caspian Capital Portfolio holdings
AUM
$103M
This Fund
S&P 500
This Quarter
Est. Return
+5.6%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$220M
AUM Growth
-$65.9M
(-23%)
Cap. Flow
-$144M
Cap. Flow
% of AUM
-65.45%
Top 10 Holdings %
Top 10 Hldgs %
96.65%
Holding
18
New
3
Increased
4
Reduced
2
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Enpro
NPO
|
+$14.9M |
| 2 |
Dine Brands
DIN
|
+$8.95M |
| 3 |
Stride
LRN
|
+$4.5M |
| 4 |
DLLR
DFC GLOBAL CORP COM STK (DE)
DLLR
|
+$4.45M |
| 5 |
GTIV
GENTIVA HEALTH SERVICES INC
GTIV
|
+$1.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
General Motors
GM
|
+$20.9M |
| 2 |
Assured Guaranty
AGO
|
+$13.6M |
| 3 |
DYN
Dynegy, Inc.
DYN
|
+$12.6M |
| 4 |
AMBC.WS
Ambac Financial Group
AMBC.WS
|
+$11.5M |
| 5 |
DGIT
DIGITAL GENERATION INC COM STK (DE)
DGIT
|
+$8.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 12.36% |
| 2 | Consumer Discretionary | 10.17% |
| 3 | Real Estate | 6.6% |
| 4 | Financials | 4.41% |
| 5 | Consumer Staples | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DYN
1
DELISTED
Dynegy, Inc.
DYN
| $58.6M | 26.64% |
2,351,069
-570,669
| -20% | -$12.6M |
|
|
2
Dine Brands
DIN
$456M
| $22.4M | 10.17% |
286,772
+110,647
| +63% | +$8.95M |
|
|
3
Enpro
NPO
$6.82B
| $15.3M | 6.94% |
+210,314
| New | +$14.9M |
|
4
Iron Mountain
IRM
$36.8B
| $14.5M | 6.6% |
569,847
| – | – |
|
|
HRG
5
DELISTED
HRG Group, Inc.
HRG
| $11.9M | 5.41% |
974,322
+100,000
| +11% | +$1.18M |
|
|
OSG
6
Octave Specialty Group
OSG
$275M
| $9.71M | 4.41% |
312,846
-191,274
| -38% | -$5.28M |
|
|
AMBC.WS
7
CALL
DELISTED
Ambac Financial Group
AMBC.WS
| $8.46M | 3.84% |
+414,708
| New | +$7.19M |
|
|
8
Stride
LRN
$3.71B
| $4.95M | 2.25% |
218,373
+206,706
| +1,772% | +$4.5M |
|
|
DLLR
9
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
| $4.42M | 2.01% |
+500,000
| New | +$4.45M |
|
|
GTIV
10
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
| $2.97M | 1.35% |
325,215
+175,215
| +117% | +$1.85M |
|
|
11
Assured Guaranty
AGO
$3.76B
| – | – |
-577,120
| Closed | -$13.6M |
|
12
PUT
AngloGold Ashanti
AU
$38.8B
| – | – |
-960,000
| Closed | -$11.3M |
|
|
13
CALL
General Motors
GM
$68.6B
| – | – |
-1,500,000
| Closed | -$61.3M |
|
|
14
General Motors
GM
$68.6B
| – | – |
-510,160
| Closed | -$20.9M |
|
|
AMBC.WS
15
DELISTED
Ambac Financial Group
AMBC.WS
| – | – |
-665,000
| Closed | -$11.5M |
|
|
DGIT
16
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
| – | – |
-696,097
| Closed | -$8.87M |
|
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Caspian Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Caspian Capital held 18 positions worth $220M, down 23% from $286M the previous quarter. Its ten largest holdings account for 97% of the portfolio.
Caspian Capital withdrew a net $144M in Q1 2014, closing 6 positions and reducing 2 holdings. Its most notable exit was General Motors, an estimated $20.9M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 3.6% a quarter earlier, followed by Consumer Discretionary and Real Estate.
Against the trend, Caspian Capital opened a new position in Enpro worth $15.3M.
- Caspian Capital's largest Q1 2014 buy was Enpro: 210,314 shares worth $15.3M.
- Caspian Capital added most to Dine Brands in Q1 2014, an estimated $8.95M increase.
- Caspian Capital's biggest Q1 2014 reduction was Dynegy, Inc., cutting an estimated $12.6M.
- Caspian Capital fully exited General Motors in Q1 2014, selling an estimated $20.9M.
- Caspian Capital's ten largest holdings make up 97% of its $220M portfolio in Q1 2014.
- Caspian Capital opened 3 new positions and closed 6 in Q1 2014.
- Caspian Capital's portfolio value fell 23% quarter-over-quarter to $220M.
Based on Caspian Capital's 13F filing for Q1 2014, filed 13 May 2014.