CC

Caspian Capital Portfolio holdings

AUM $73.4M
This Quarter Return
+5.38%
1 Year Return
+151.26%
3 Year Return
+152.11%
5 Year Return
–
10 Year Return
–
AUM
$212M
AUM Growth
+$212M
Cap. Flow
-$37.6M
Cap. Flow %
-17.76%
Top 10 Hldgs %
98.6%
Holding
16
New
2
Increased
4
Reduced
2
Closed
4

Top Buys

1
NPO icon
Enpro
NPO
$15.3M
2
DIN icon
Dine Brands
DIN
$8.64M
3
LRN icon
Stride
LRN
$4.68M
4
DLLR
DFC GLOBAL CORP COM STK (DE)
DLLR
$4.42M
5
GTIV
GENTIVA HEALTH SERVICES INC
GTIV
$1.6M

Top Sells

1
GM icon
General Motors
GM
$20.9M
2
DYN
Dynegy, Inc.
DYN
$14.2M
3
AGO icon
Assured Guaranty
AGO
$13.6M
4
AMBC.WS
Ambac Financial Group, Inc.
AMBC.WS
$9.94M
5
DGIT
DIGITAL GENERATION INC COM STK (DE)
DGIT
$8.87M

Sector Composition

1 Industrials 12.85%
2 Consumer Discretionary 10.58%
3 Real Estate 6.86%
4 Financials 4.59%
5 Consumer Staples 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DYN
1
DELISTED
Dynegy, Inc.
DYN
$58.6M 26.64%
2,351,069
-570,669
-20% -$14.2M
DIN icon
2
Dine Brands
DIN
$368M
$22.4M 10.17%
286,772
+110,647
+63% +$8.64M
NPO icon
3
Enpro
NPO
$4.57B
$15.3M 6.94%
+210,314
New +$15.3M
IRM icon
4
Iron Mountain
IRM
$27.3B
$14.5M 6.6%
526,661
– –
HRG
5
DELISTED
HRG Group, Inc.
HRG
$11.9M 5.41%
974,322
+100,000
+11% +$1.22M
AMBC icon
6
Ambac
AMBC
$419M
$9.71M 4.41%
312,846
-191,274
-38% -$5.94M
LRN icon
7
Stride
LRN
$7.12B
$4.95M 2.25%
218,373
+206,706
+1,772% +$4.68M
DLLR
8
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$4.42M 2.01%
+500,000
New +$4.42M
GTIV
9
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$2.97M 1.35%
325,215
+175,215
+117% +$1.6M
AGO icon
10
Assured Guaranty
AGO
$3.91B
– –
-577,120
Closed -$13.6M
AU icon
11
AngloGold Ashanti
AU
$28.6B
– –
0
– –
GM icon
12
General Motors
GM
$55.8B
– –
-510,160
Closed -$20.9M
AMBC.WS
13
DELISTED
Ambac Financial Group, Inc.
AMBC.WS
– –
-665,000
Closed -$9.94M
DGIT
14
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
– –
-696,097
Closed -$8.87M