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Caspian Capital Portfolio holdings
AUM
$103M
This Fund
S&P 500
This Quarter
Est. Return
+0.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
-$5.81M
(-2.8%)
Cap. Flow
-$31.1M
Cap. Flow
% of AUM
-15.18%
Top 10 Holdings %
Top 10 Hldgs %
92.72%
Holding
18
New
4
Increased
2
Reduced
4
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMBC.WS
Ambac Financial Group
AMBC.WS
|
+$6.72M |
| 2 |
Iron Mountain
IRM
|
+$5.49M |
| 3 |
HRG
HRG Group, Inc.
HRG
|
+$3.19M |
| 4 |
GTIV
GENTIVA HEALTH SERVICES INC
GTIV
|
+$1.13M |
| 5 |
Stride
LRN
|
+$373K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Graphic Packaging
GPK
|
+$30.7M |
| 2 |
Assured Guaranty
AGO
|
+$10.6M |
| 3 |
OSG
Octave Specialty Group
OSG
|
+$7.79M |
| 4 |
DGIT
DIGITAL GENERATION INC COM STK (DE)
DGIT
|
+$5.95M |
| 5 |
NIHD
NII HOLDINGS INC CL B
NIHD
|
+$4.02M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.47% |
| 2 | Materials | 9.76% |
| 3 | Real Estate | 9.6% |
| 4 | Industrials | 4.36% |
| 5 | Consumer Discretionary | 3.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DYN
1
DELISTED
Dynegy, Inc.
DYN
| $52.2M | 25.49% |
2,699,787
| – | – |
|
|
SXCP
2
DELISTED
SunCoke Energy Partners, L.P.
SXCP
| $20M | 9.76% |
839,447
| – | – |
|
|
3
Iron Mountain
IRM
$36.8B
| $19.6M | 9.6% |
786,247
+216,333
| +38% | +$5.49M |
|
|
GM.PRB
4
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
| $18.6M | 9.1% |
371,405
| – | – |
|
|
5
Assured Guaranty
AGO
$3.76B
| $14.6M | 7.12% |
777,120
-500,000
| -39% | -$10.6M |
|
6
PUT
AngloGold Ashanti
AU
$38.8B
| $12.7M | 6.23% |
+960,000
| New | +$12.9M |
|
|
HRG
7
DELISTED
HRG Group, Inc.
HRG
| $8.92M | 4.36% |
860,012
+360,012
| +72% | +$3.19M |
|
8
Dine Brands
DIN
$456M
| $6.85M | 3.35% |
99,225
| – | – |
|
|
DGIT
9
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
| $6.43M | 3.14% |
497,164
-568,622
| -53% | -$5.95M |
|
|
AMBC.WS
10
DELISTED
Ambac Financial Group
AMBC.WS
| $6.22M | 3.04% |
+515,000
| New | +$6.72M |
|
|
OSG
11
Octave Specialty Group
OSG
$275M
| $4.03M | 1.97% |
222,402
-341,738
| -61% | -$7.79M |
|
12
Lloyds Banking Group
LYG
$86.6B
| $2.81M | 1.37% |
584,848
| – | – |
|
|
GTIV
13
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
| $1.2M | 0.59% |
+100,000
| New | +$1.13M |
|
|
14
Stride
LRN
$3.71B
| $360K | 0.18% |
+11,667
| New | +$373K |
|
|
NIHD
15
DELISTED
NII HOLDINGS INC CL B
NIHD
| $272K | 0.13% |
44,800
-595,200
| -93% | -$4.02M |
|
16
Boyd Gaming
BYD
$6.52B
| – | – |
-161,754
| Closed | -$1.83M |
|
|
17
Graphic Packaging
GPK
$3.2B
| – | – |
-3,962,177
| Closed | -$30.7M |
|
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Caspian Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Caspian Capital held 18 positions worth $205M, down 2.8% from $210M the previous quarter. Its ten largest holdings account for 93% of the portfolio.
Caspian Capital withdrew a net $31.1M in Q3 2013, closing 2 positions and reducing 4 holdings. Its most notable exit was Graphic Packaging, an estimated $30.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 21% a quarter earlier, followed by Materials and Real Estate.
Against the trend, Caspian Capital opened a new position in Ambac Financial Group worth $6.22M.
- Caspian Capital's largest Q3 2013 buy was Ambac Financial Group: 515,000 shares worth $6.22M.
- Caspian Capital added most to Iron Mountain in Q3 2013, an estimated $5.49M increase.
- Caspian Capital's biggest Q3 2013 reduction was Assured Guaranty, cutting an estimated $10.6M.
- Caspian Capital fully exited Graphic Packaging in Q3 2013, selling an estimated $30.7M.
- Caspian Capital's ten largest holdings make up 93% of its $205M portfolio in Q3 2013.
- Caspian Capital opened 4 new positions and closed 2 in Q3 2013.
- Caspian Capital's portfolio value fell 2.8% quarter-over-quarter to $205M.
Based on Caspian Capital's 13F filing for Q3 2013, filed 13 Nov 2013.